SOR

Source Capital
SOR

Overview Fund Activity

50 hedge funds and large institutions have $55.7M invested in Source Capital in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
-1
Holders Change %
-1.96%
% of All Funds
1.1%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
6
Increased
18
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$5.9M
2
BI
2
Bulldog Investors
New Jersey
$7.8M
3
CL
3
CSS LLC
Illinois
$533K
4
AIM
4
AMI Investment Management
Indiana
$2.02M
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$2.65M

Top Sellers

1
Cohen & Steers
1
Cohen & Steers
New York
$1.01M
2
First Trust Advisors
2
First Trust Advisors
Illinois
$1.76M
3
PC
3
Pecaut & Co
Iowa
$3.39M
4
HighTower Advisors
4
HighTower Advisors
Illinois
$2.1M
5
DA
5
Doliver Advisors
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$315K +$39.2K +1,071 +14%
PAS
27
Park Avenue Securities
New York
$314K +$314K +8,592 New
Susquehanna International Group
28
Susquehanna International Group
Pennsylvania
$310K +$310K +8,485 New
BCM
29
Breiter Capital Management
Florida
$294K – – –
FAIM
30
Financial Advocates Investment Management
Washington
$288K -$3.66K -100 -1%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$284K +$123K +3,369 +76%
BS
32
Boenning & Scattergood
Pennsylvania
$282K +$1.02K +28 +0.4%
AA
33
AQR Arbitrage
Connecticut
$278K +$278K +7,603 New
Walleye Trading
34
Walleye Trading
New York
$267K – – –
Walleye Capital
35
Walleye Capital
New York
$263K – – –
MC
36
Matisse Capital
Oregon
$220K – – –
QCIG
37
Quad-Cities Investment Group
Iowa
$156K +$37.5K +1,028 +32%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$82K +$184 +5 +0.2%
Citigroup
39
Citigroup
New York
$36K +$73 +2 +0.2%
PCG
40
Private Capital Group
Connecticut
$27K – – –
US Bancorp
41
US Bancorp
Minnesota
$26K – – –
First Manhattan
42
First Manhattan
New York
$9K – – –
GWM
43
Geneos Wealth Management
Colorado
$4K – – –
SFS
44
Sowell Financial Services
Arkansas
$4K +$4K +100 New
AG
45
Advisor Group
Arizona
$3K -$1.71K -40 -36%
RCM
46
Rivernorth Capital Management
Florida
$2.48K +$1.65K +45,071 +198%
MRCM
47
M&R Capital Management
New Jersey
$2K – – –
JFGIW
48
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$1K – – –
GRP
49
Global Retirement Partners
California
$1K – – –
DA
50
Doliver Advisors
Texas
– -$201K -5,509 Closed
1
2
3