SOR

Source Capital
SOR

Overview Fund Activity

42 hedge funds and large institutions have $14.8M invested in Source Capital in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
-6
Holders Change %
-12.5%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
11
Reduced
11
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$771K
2
Invesco
2
Invesco
Georgia
$565K
3
Cohen & Steers
3
Cohen & Steers
New York
$1.15M
4
AIM
4
AMI Investment Management
Indiana
$409K
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$476K

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$0
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$0
3
DA
3
Doliver Advisors
Texas
$0
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$0
5
FFA
5
First Foundation Advisors
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
MRCM
26
M&R Capital Management
New Jersey
$86K +$86K +2,355 New
Citigroup
27
Citigroup
New York
$84K +$110 +3 +0.1%
CAL
28
Capital Advisors Ltd
Ohio
$55K – – –
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$49K – – –
First Manhattan
30
First Manhattan
New York
$20K – – –
KLI
31
Kelman-Lazarov Inc
Tennessee
$11.1K -$204K -5,500 -95%
US Bancorp
32
US Bancorp
Minnesota
$10K – – –
IA
33
IFP Advisors
Florida
$10K +$10K +280 New
GWM
34
Geneos Wealth Management
Colorado
$8K -$5.56K -150 -41%
Bessemer Group
35
Bessemer Group
New Jersey
$7K – – –
DSC
36
Duncker Streett & Co
Missouri
$6K – – –
RAM
37
Riggs Asset Management
Pennsylvania
$4K -$28K -700 -88%
TIM
38
Tortoise Investment Management
New York
$4K +$4K +100 New
SF
39
Synovus Financial
Georgia
$2K – – –
JFGIW
40
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$1K – – –
RFA
41
Reilly Financial Advisors
California
$1K – – –
AG
42
Advisor Group
Arizona
$1K +$1K +40 New
BI
43
Bulldog Investors
New Jersey
– -$2.94M -82,562 Closed
TJHA
44
Thomas J. Herzfeld Advisors
Florida
– -$2.2M -61,786 Closed
DA
45
Doliver Advisors
Texas
– -$1.9M -53,256 Closed
Bank of Nova Scotia
46
Bank of Nova Scotia
Ontario, Canada
– -$1.18M -33,223 Closed
FFA
47
First Foundation Advisors
California
– -$555K -15,577 Closed
LCM
48
Landscape Capital Management
New Jersey
– -$468K -13,131 Closed
TC
49
TFS Capital
Pennsylvania
– -$239K -6,720 Closed
PAG
50
Private Advisor Group
New Jersey
– -$235K -6,597 Closed
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