SOR

Source Capital
SOR

Overview Fund Activity

48 hedge funds and large institutions have $22.9M invested in Source Capital in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
-11
Holders Change %
-18.64%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
16
Reduced
12
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PC
1
Pecaut & Co
Iowa
$2.21M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$1.18M
3
Cohen & Steers
3
Cohen & Steers
New York
$702K
4
DA
4
Doliver Advisors
Texas
$1.9M
5
MAA
5
Mraz Amerine & Associates
California
$2.07M

Top Sellers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$2.2M
2
BI
2
Bulldog Investors
New Jersey
$2.94M
3
Morgan Stanley
3
Morgan Stanley
New York
$729K
4
First Trust Advisors
4
First Trust Advisors
Illinois
$0
5
Wells Fargo
5
Wells Fargo
California
$697K
Name Holding Trade Value Shares
Change 		Shares
Change %
KLI
26
Kelman-Lazarov Inc
Tennessee
$207K +$207K +5,800 New
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$206K +$39.5K +1,112 +24%
Creative Planning
28
Creative Planning
Kansas
$125K -$3.57K -100 -3%
KTC
29
Kistler-Tiffany Companies
Pennsylvania
$94K – – –
AA
30
Apriem Advisors
California
$89K – – –
Citigroup
31
Citigroup
New York
$81K +$3.98K +112 +5%
S
32
SignatureFD
Georgia
$68K -$57.3K -1,600 -46%
CAL
33
Capital Advisors Ltd
Ohio
$53K – – –
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$48K +$7.49K +210 +19%
RAM
35
Riggs Asset Management
Pennsylvania
$28K – – –
TRCT
36
Tower Research Capital (TRC)
New York
$28K +$8.46K +237 +43%
First Manhattan
37
First Manhattan
New York
$19K -$53.6K -1,552 -74%
FANJ
38
Financial Architects (New Jersey)
New Jersey
$15K +$15K +420 New
GWM
39
Geneos Wealth Management
Colorado
$13K +$13K +366 New
US Bancorp
40
US Bancorp
Minnesota
$10K – – –
MFS
41
MSI Financial Services
Massachusetts
$7K -$36.2K -1,033 -84%
Bessemer Group
42
Bessemer Group
New Jersey
$7K – – –
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$5K – – –
DSC
44
Duncker Streett & Co
Missouri
$5K – – –
SF
45
Synovus Financial
Georgia
$2K +$453 +12 +29%
JFGIW
46
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$1K – – –
AIG
47
American International Group
New York
$1K – – –
RFA
48
Reilly Financial Advisors
California
$1K +$1K +29 New
First Trust Advisors
49
First Trust Advisors
Illinois
– -$2.17M -32,704 Closed
MC
50
Matisse Capital
Oregon
– -$1.43M -21,529 Closed
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