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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

86 hedge funds and large institutions have $299M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 43 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 20

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

10% more capital invested

Capital invested by funds: $271M → $299M (+$28.1M)

5% less funds holding

Funds holding: 9186 (-5)

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
86
Holders Change
-5
Holders Change %
-5.49%
% of All Funds
2.14%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.1%
New
5
Increased
43
Reduced
20
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SC
51
Scotia Capital
Ontario, Canada
$365K +$30.3K +492 +10%
HFA
52
High Falls Advisors
New York
$364K
Janney Montgomery Scott
53
Janney Montgomery Scott
Pennsylvania
$361K +$10.6K +172 +3%
WF
54
Welch & Forbes
Massachusetts
$338K +$18.4K +300 +6%
AG
55
Advisor Group
Arizona
$326K +$94.1K +1,530 +44%
CCM
56
Carlson Capital Management
Minnesota
$317K -$4.06K -66 -1%
EWA
57
Exencial Wealth Advisors
Oklahoma
$311K
FAAS
58
First Allied Advisory Services
California
$296K -$19.1K -310 -6%
SWP
59
Stratos Wealth Partners
Ohio
$286K +$62.6K +1,018 +30%
SPC
60
Sigma Planning Corp
Michigan
$284K +$8.36K +136 +3%
ACM
61
Alpha Capital Management
Texas
$278K
CCM
62
Canal Capital Management
Virginia
$270K
Creative Planning
63
Creative Planning
Kansas
$267K +$17K +276 +7%
WT
64
Washington Trust
Rhode Island
$255K -$3.08K -50 -1%
CAN
65
Cetera Advisor Networks
California
$241K +$1.72K +28 +0.8%
ISL
66
Ingalls & Snyder LLC
New York
$239K -$9.22K -150 -4%
WT
67
Whittier Trust
California
$222K
GWM
68
Geneos Wealth Management
Colorado
$182K
Manulife (Manufacturers Life Insurance)
69
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$134K -$20.5K -334 -14%
WTC
70
WhitTier Trust Company
Nevada
$107K +$12.3K +200 +14%
AIM
71
Arcadia Investment Management
Michigan
$83K +$33.8K +550 +75%
SEI Investments
72
SEI Investments
Pennsylvania
$68K +$64.7K +1,052 New
PFGIA
73
Patriot Financial Group Insurance Agency
Massachusetts
$55K +$123 +2 +0.2%
RCA
74
Rowland Carmichael Advisors
Arizona
$54K
SWA
75
Sutton Wealth Advisors
Florida
$51.9K

SLY Hedge Fund Activity: Q3 2017 in Review

86 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2017, worth a combined $299M — up 10% from $271M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of SLY and 5 opened new positions — a net loss of 4 holders — while 20 trimmed existing stakes and 43 added.

The largest buyer was PNC Financial Services Group, adding an estimated $2.55M. The largest seller was National Planning Corporation, exiting entirely with an estimated $1.18M sold.

  • 86 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2017, down from 91 in Q2 2017.
  • Funds reported $299M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2017, up 10% quarter-over-quarter.
  • 5 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2017 and 9 closed out, a net change of -4 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2017 was PNC Financial Services Group, an estimated $2.55M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2017 was National Planning Corporation, an estimated $1.18M sold.

Based on aggregated 13F filings for Q3 2017.