Rowland Carmichael Advisors’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

Rowland Carmichael Advisors’s Portfolio SLY Stock Details SLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-1,190	Closed	-$80K	–	378
2019 Q3	$80K	Hold	1,190	–	–	0.03%	296
2019 Q2	$80K	Hold	1,190	–	–	0.03%	277
2019 Q1	$79K	Hold	1,190	–	–	0.03%	273
2018 Q4	$71K	Hold	1,190	–	–	0.03%	250
2018 Q3	$90K	Hold	1,190	–	–	0.03%	296
2018 Q2	$86K	Hold	1,190	–	–	0.04%	299
2018 Q1	$79K	Buy	1,190 +360	+43%	+$24.2K	0.04%	269
2017 Q4	$55K	Hold	830	–	–	0.03%	284
2017 Q3	$54K	Hold	830	–	–	0.03%	262
2017 Q2	$51K	Hold	830	–	–	0.03%	256
2017 Q1	$50K	Hold	830	–	–	0.03%	250
2016 Q4	$50K	Hold	830	–	–	0.03%	260
2016 Q3	$46K	Hold	830	–	–	0.03%	254
2016 Q2	$43K	Buy	+830	New	+$42.5K	0.03%	263

Other funds holding SLY

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NFC

Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Rowland Carmichael Advisors's SLY Position: Q4 2019 in Review

Rowland Carmichael Advisors sold out of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) in Q4 2019, closing a stake of 1,190 shares — an estimated $80K sold.

Rowland Carmichael Advisors first reported a position in SLY in Q2 2016 and held it in 14 quarters. The position peaked at $90K in Q3 2018. 175 funds tracked by Wall St. Rank hold SLY as of Q4 2019.

Rowland Carmichael Advisors reported no remaining SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position as of Q4 2019 after selling out during the quarter.
Rowland Carmichael Advisors sold 1,190 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q4 2019, an estimated $80K.
Rowland Carmichael Advisors first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q2 2016 and held it in 14 quarters.
Rowland Carmichael Advisors's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $90K in Q3 2018.
175 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q4 2019.

Based on Rowland Carmichael Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.