FAAS
SLY

First Allied Advisory Services’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

First Allied Advisory Services’s Portfolio SLY Stock Details SLY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q1 		– Sell
-3,425
Closed -$248K – 1268
2019
Q4 		$248K Sell
3,425
-43
-1% -$2.99K 0.01% 1021
2019
Q3 		$233K Sell
3,468
-59
-2% -$3.95K 0.01% 1020
2019
Q2 		$239K Sell
3,527
-738
-17% -$49.5K 0.01% 1006
2019
Q1 		$284K Hold
4,265
– – 0.01% 896
2018
Q4 		$256K Buy
4,265
+200
+5% +$13.4K 0.01% 846
2018
Q3 		$308K Sell
4,065
-21
-0.5% -$1.59K 0.01% 897
2018
Q2 		$295K Buy
4,086
+60
+1% +$4.23K 0.01% 879
2018
Q1 		$268K Sell
4,026
-252
-6% -$17K 0.01% 924
2017
Q4 		$284K Sell
4,278
-258
-6% -$17K 0.01% 899
2017
Q3 		$296K Sell
4,536
-310
-6% -$19.1K 0.01% 818
2017
Q2 		$299K Buy
4,846
+960
+25% +$58.3K 0.01% 827
2017
Q1 		$236K Sell
3,886
-100
-3% -$6.05K 0.01% 909
2016
Q4 		$241K Buy
3,986
+100
+3% +$5.77K 0.01% 900
2016
Q3 		$217K Hold
3,886
– – 0.01% 901
2016
Q2 		$202K Buy
+3,886
New +$199K 0.01% 931
2013
Q4 		– Sell
-4,700
Closed -$225K – 1115
2013
Q3 		$225K Sell
4,700
-950
-17% -$44.1K 0.01% 835
2013
Q2 		$246K Buy
+5,650
New +$241K 0.02% 763

Other funds holding SLY

PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return
CAG
Crestwood Advisors Group Boston, Massachusetts $5.94B AUM 18.44% 1-Year Est. Return
RW
RVW Wealth Los Angeles, California $1.52B AUM 23.06% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
OIA
OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

First Allied Advisory Services's SLY Position: Q1 2020 in Review

First Allied Advisory Services sold out of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) in Q1 2020, closing a stake of 3,425 shares — an estimated $248K sold.

First Allied Advisory Services first reported a position in SLY in Q2 2013 and held it in 17 quarters. The position peaked at $308K in Q3 2018. 173 funds tracked by Wall St. Rank hold SLY as of Q1 2020.

  • First Allied Advisory Services reported no remaining SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position as of Q1 2020 after selling out during the quarter.
  • First Allied Advisory Services sold 3,425 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q1 2020, an estimated $248K.
  • First Allied Advisory Services first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q2 2013 and held it in 17 quarters.
  • First Allied Advisory Services's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $308K in Q3 2018.
  • 173 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q1 2020.

Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.