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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

49 hedge funds and large institutions have $132M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 14 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 1

29% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 14

23% more capital invested

Capital invested by funds: $108M → $132M (+$24.4M)

17% more funds holding

Funds holding: 4249 (+7)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
49
Holders Change
+7
Holders Change %
+16.67%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
8
Increased
18
Reduced
14
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPT
26
Legacy Private Trust
Wisconsin
$437K -$13.4K -262 -3%
HSBC Holdings
27
HSBC Holdings
United Kingdom
$373K
AMCA
28
Arthur M. Cohen & Associates
Illinois
$359K +$282K +5,514 New
Citigroup
29
Citigroup
New York
$302K +$58.5K +1,144 +23%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$296K
CCM
31
Carlson Capital Management
Minnesota
$275K
NFG
32
Next Financial Group
Texas
$260K +$270K +5,282 New
NPC
33
National Planning Corporation
California
$255K -$176K -3,440 -40%
NFC
34
Northeast Financial Consultants
Connecticut
$250K
EWA
35
Exencial Wealth Advisors
Oklahoma
$235K
BRWA
36
B. Riley Wealth Advisors
Florida
$209K -$218K -4,262 -50%
AIG
37
American International Group
New York
$124K +$48.9K +956 +61%
WT
38
Whittier Trust
California
$109K
Creative Planning
39
Creative Planning
Kansas
$101K -$15.4K -300 -13%
MFS
40
MSI Financial Services
Massachusetts
$81K -$19.4K -380 -19%
SCA
41
Strategic Capital Alternatives
United States
$69K +$71.7K +1,402 New
AF
42
Arrow Financial
New York
$68K -$21.5K -420 -23%
NES
43
New England Securities
New York
$59K -$211K -4,128 -77%
TRCT
44
Tower Research Capital (TRC)
New York
$55K +$57.1K +1,116 New
WTC
45
WhitTier Trust Company
Nevada
$44K
CAL
46
Capital Analysts LLC
Pennsylvania
$33.5K +$34.9K +682 New
Envestnet Asset Management
47
Envestnet Asset Management
Illinois
$26K +$27.2K +532 New
CAL
48
Capital Advisors Ltd
Ohio
$19K
GI
49
Gradient Investments
Minnesota
$3K +$3.58K +70 New
BIT
50
BlackRock Institutional Trust
California
-$7K -132 Closed

SLY Hedge Fund Activity: Q3 2014 in Review

49 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2014, worth a combined $132M — up 23% from $108M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SLY positions and 1 closed out — a net gain of 7 holders — while 18 added to existing stakes and 14 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $5.35M. The largest seller was State Street, cutting an estimated $18M.

  • 49 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2014, up from 42 in Q2 2014.
  • Funds reported $132M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2014, up 23% quarter-over-quarter.
  • 8 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2014 and 1 closed out, a net change of +7 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2014 was Susquehanna International Group, an estimated $5.35M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2014 was State Street, an estimated $18M sold.

Based on aggregated 13F filings for Q3 2014.