Next Financial Group’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

Next Financial Group’s Portfolio SLY Stock Details SLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$2.07M	Sell	20,793 -436	-2%	-$43.1K	0.14%	172
2021 Q3	$2.01M	Sell	21,229 -1,954	-8%	-$186K	0.16%	145
2021 Q2	$2.27M	Sell	23,183 -78	-0.3%	-$7.53K	0.18%	130
2021 Q1	$2.19M	Sell	23,261 -11,373	-33%	-$1.03M	0.19%	119
2020 Q4	$2.75M	Buy	34,634 +2,072	+6%	+$148K	0.26%	87
2020 Q3	$1.98M	Sell	32,562 -3,451	-10%	-$214K	0.21%	114
2020 Q2	$2.13M	Buy	36,013 +9,389	+35%	+$512K	0.25%	104
2020 Q1	$1.29M	Buy	26,624 +14,669	+123%	+$944K	0.17%	136
2019 Q4	$866K	Buy	11,955 +4,135	+53%	+$287K	0.09%	249
2019 Q3	$526K	Buy	7,820 +2,637	+51%	+$176K	0.06%	343
2019 Q2	$351K	Buy	+5,183	New	+$348K	0.04%	465
2019 Q1	–	Sell	-4,157	Closed	-$249K	–	2316
2018 Q4	$249K	Buy	4,157 +3,767	+966%	+$252K	0.05%	339
2018 Q3	$29K	Buy	+390	New	+$29.6K	0.01%	681
2017 Q4	–	Sell	-620	Closed	-$41K	–	1785
2017 Q3	$41K	Sell	620 -1,564	-72%	-$96.2K	0.01%	758
2017 Q2	$134K	Hold	2,184	–	–	0.03%	460
2017 Q1	$134K	Sell	2,184 -2,134	-49%	-$129K	0.04%	412
2016 Q4	$261K	Sell	4,318 -702	-14%	-$40.5K	0.05%	395
2016 Q3	$280K	Buy	5,020 +1,032	+26%	+$56.6K	0.05%	368
2016 Q2	$208K	Sell	3,988 -858	-18%	-$43.9K	0.07%	290
2016 Q1	$245K	Buy	4,846 +480	+11%	+$22.5K	0.09%	238
2015 Q4	$216K	Buy	4,366 +222	+5%	+$11.4K	0.08%	255
2015 Q3	$202K	Buy	4,144 +230	+6%	+$12K	0.07%	280
2015 Q2	$212K	Buy	3,914 +384	+11%	+$20.9K	0.07%	287
2015 Q1	$191K	Buy	3,530 +1,640	+87%	+$86.3K	0.06%	320
2014 Q4	$99K	Sell	1,890 -3,392	-64%	-$174K	0.03%	457
2014 Q3	$260K	Buy	+5,282	New	+$270K	0.05%	384

Other funds holding SLY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

CAG

Crestwood Advisors Group Boston, Massachusetts $5.94B AUM 18.44% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RVW Wealth Los Angeles, California $1.52B AUM 23.06% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Next Financial Group's SLY Position: Q4 2021 in Review

Next Financial Group reduced its SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) stake by 2.1% in Q4 2021, selling an estimated $43.1K and leaving 20,793 shares worth $2.07M. The position accounts for 0.14% of the portfolio, ranked #172.

Next Financial Group first reported a position in SLY in Q3 2014 and has held it in 26 quarters since. The position peaked at $2.75M in Q4 2020. 263 funds tracked by Wall St. Rank hold SLY as of Q4 2021.

Next Financial Group held 20,793 shares of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) worth $2.07M as of Q4 2021.
Next Financial Group sold 436 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q4 2021, an estimated $43.1K.
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) made up 0.14% of Next Financial Group's portfolio in Q4 2021, its #172 holding.
Next Financial Group first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q3 2014 and has held it in 26 quarters since.
Next Financial Group's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $2.75M in Q4 2020.
263 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.