HSBC Holdings’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-7,600	Closed	-$398K	–	1793
2014 Q4	$398K	Hold	7,600	–	–	﹤0.01%	1213
2014 Q3	$373K	Hold	7,600	–	–	﹤0.01%	1261
2014 Q2	$401K	Hold	7,600	–	–	﹤0.01%	1279
2014 Q1	$395K	Buy	+7,600	New	+$395K	﹤0.01%	1243