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Schwab U.S Small- Cap ETF
SCHA

257 hedge funds and large institutions have $1.19B invested in Schwab U.S Small- Cap ETF in 2016 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 120 increasing their positions, 76 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

906% more call options, than puts

Call options by funds: $2.31M | Put options by funds: $230K

238% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 8

58% more repeat investments, than reductions

Existing positions increased: 120 | Existing positions reduced: 76

18% more capital invested

Capital invested by funds: $1B → $1.19B (+$184M)

8% more funds holding

Funds holding: 239 → 257 (+18)

7% more funds holding in top 10

Funds holding in top 10: 29 → 31 (+2)

4.25% more ownership

Funds ownership: 118.7% → 122.96% (+4.3%)

Holders
257
Holders Change
+18
Holders Change %
+7.53%
% of All Funds
6.86%
Holding in Top 10
31
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.9%
% of All Funds
0.83%
New
27
Increased
120
Reduced
76
Closed
8
Calls
$2.31M
Puts
$230K
Net Calls
+$2.08M
Net Calls Change
+$1.86M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$55.6M
2
FMP
Financial Management Professionals
Texas
+$23.2M
3
AB
AT Bancorp
Iowa
+$16.5M
4
Jane Street
Jane Street
New York
+$6.85M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$4.48M

Top Sellers

1
HSA
HBK Sorce Advisory
Pennsylvania
-$27.7M
2
SWM
SVA Wealth Management
Wisconsin
-$5.24M
3
Goldman Sachs
Goldman Sachs
New York
-$3.39M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.06M
5
FWM
Frontier Wealth Management
Missouri
-$1.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
BHTS
201
Bar Harbor Trust Services
Maine
$204K -$356K -25,112 -64%
ACM
202
Alpha Capital Management
Texas
$203K +$200K +14,124 New
HB
203
Homrich & Berg
Georgia
$203K +$201K +14,140 New
MCM
204
Mitchell Capital Management
Kansas
$200K +$198K +13,924 New
S
205
SignatureFD
Georgia
$186K -$92.4K -6,512 -34%
JFA
206
JNBA Financial Advisors
Minnesota
$186K +$183K +12,916 New
TIM
207
Tortoise Investment Management
New York
$178K – – –
Carson Wealth (CWM LLC)
208
Carson Wealth (CWM LLC)
Nebraska
$177K +$175K +12,304 New
PCP
209
Proficio Capital Partners
Massachusetts
$173K – – –
Fifth Third Bancorp
210
Fifth Third Bancorp
Ohio
$164K – – –
AA
211
Apriem Advisors
California
$162K -$91.2K -6,428 -36%
AIM
212
Anchor Investment Management
South Carolina
$161K +$5.67K +400 +4%
WCM
213
Wealthcare Capital Management
Virginia
$161K – – –
AssetMark Inc
214
AssetMark Inc
California
$156K -$5.05K -356 -3%
APSP
215
Asset Planning Services (Pennsylvania)
Pennsylvania
$151K +$454 +32 +0.3%
ACM
216
Armbruster Capital Management
New York
$145K +$2.72K +192 +2%
CWM
217
Concert Wealth Management
California
$131K +$128K +9,044 New
GBBWRPM
218
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$125K +$123K +8,692 New
WOC
219
West Oak Capital
California
$110K +$35.1K +2,476 +48%
LWM
220
LBA Wealth Management
Florida
$109K – – –
Chevy Chase Trust
221
Chevy Chase Trust
Maryland
$108K – – –
PSUF
222
People's United Financial
Connecticut
$106K -$2.21K -156 -2%
CDIA
223
Capital Directions Investment Advisors
Georgia
$88K – – –
PNC Financial Services Group
224
PNC Financial Services Group
Pennsylvania
$85K -$59.3K -4,180 -41%
CPIG
225
Chicago Partners Investment Group
Illinois
$73K +$3.63K +256 +5%
7 8
9
10 11

SCHA Hedge Fund Activity: Q3 2016 in Review

257 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2016, worth a combined $1.19B — up 18% from $1B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHA positions and 8 closed out — a net gain of 19 holders — while 120 added to existing stakes and 76 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $55.6M. The largest seller was HBK Sorce Advisory, cutting an estimated $27.7M.

  • 257 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2016, up from 239 in Q2 2016.
  • Funds reported $1.19B of Schwab U.S Small- Cap ETF stock for Q3 2016, up 18% quarter-over-quarter.
  • 27 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2016 and 8 closed out, a net change of +19 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2016 was Charles Schwab Investment Advisory, an estimated $55.6M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2016 was HBK Sorce Advisory, an estimated $27.7M sold.

Based on aggregated 13F filings for Q3 2016.