Concert Wealth Management’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

Concert Wealth Management’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-15,592	Closed	-$249K	–	117
2017 Q2	$249K	Sell	15,592 -1,324	-8%	-$20.9K	0.24%	119
2017 Q1	$259K	Buy	16,916 +3,304	+24%	+$51.7K	0.06%	389
2016 Q4	$209K	Buy	13,612 +4,568	+51%	+$67.2K	0.05%	445
2016 Q3	$131K	Buy	+9,044	New	+$128K	0.02%	716
2015 Q4	–	Sell	-20,100	Closed	-$255K	–	739
2015 Q3	$255K	Buy	20,100 +5,924	+42%	+$81.5K	0.03%	530
2015 Q2	$203K	Buy	+14,176	New	+$205K	0.03%	633
2014 Q4	–	Sell	-29,416	Closed	-$377K	–	663
2014 Q3	$377K	Sell	29,416 -544	-2%	-$7.26K	0.05%	335
2014 Q2	$404K	Buy	+29,960	New	+$395K	0.05%	336

Other funds holding SCHA

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

AT Bancorp Dubuque, Iowa $823M AUM 0.35% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

TAT

TD Ameritrade Trust Denver, Colorado $285M AUM 0.17% 1-Year Est. Return

ACM

Alpha Capital Management Austin, Texas $690M AUM 22.82% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Concert Wealth Management's SCHA Position: Q3 2017 in Review

Concert Wealth Management sold out of Schwab U.S Small- Cap ETF (SCHA) in Q3 2017, closing a stake of 15,592 shares — an estimated $249K sold.

Concert Wealth Management first reported a position in SCHA in Q2 2014 and held it in 8 quarters. The position peaked at $404K in Q2 2014. 360 funds tracked by Wall St. Rank hold SCHA as of Q3 2017.

Concert Wealth Management reported no remaining Schwab U.S Small- Cap ETF position as of Q3 2017 after selling out during the quarter.
Concert Wealth Management sold 15,592 Schwab U.S Small- Cap ETF shares in Q3 2017, an estimated $249K.
Concert Wealth Management first reported a position in Schwab U.S Small- Cap ETF in Q2 2014 and held it in 8 quarters.
Concert Wealth Management's Schwab U.S Small- Cap ETF position peaked at $404K in Q2 2014.
360 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q3 2017.

Based on Concert Wealth Management's 13F filing for Q3 2017, filed 14 Nov 2017.