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Schwab U.S Small- Cap ETF

510 hedge funds and large institutions have $3.72B invested in Schwab U.S Small- Cap ETF in 2018 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 258 increasing their positions, 140 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

139% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 23

84% more repeat investments, than reductions

Existing positions increased: 258 | Existing positions reduced: 140

12% more capital invested

Capital invested by funds: $3.32B → $3.72B (+$400M)

6% more funds holding

Funds holding: 483510 (+27)

2.33% more ownership

Funds ownership: 168.46%170.79% (+2.3%)

9% more call options, than puts

Call options by funds: $541K | Put options by funds: $495K

0% more funds holding in top 10

Funds holding in top 10: 5858 (0)

Holders
510
Holders Change
+27
Holders Change %
+5.59%
% of All Funds
11.66%
Holding in Top 10
58
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.33%
New
55
Increased
258
Reduced
140
Closed
23
Calls
$541K
Puts
$495K
Net Calls
+$46K
Net Calls Change
-$307K
Name Holding Trade Value Shares
Change
Change in
Stake
KWM
176
Kingsview Wealth Management
Oregon
$1.98M +$339K +17,788 +21%
IAS
177
IMA Advisory Services
Colorado
$1.96M -$78.3K -4,104 -4%
EWM
178
Evermay Wealth Management
Virginia
$1.94M +$29.3K +1,536 +2%
FAIM
179
Financial Advocates Investment Management
Washington
$1.91M +$282K +14,784 +17%
OAJ
180
Ogorek Anthony Joseph
New York
$1.87M -$3.36K -176 -0.2%
TYCC
181
Texas Yale Capital Corp
Florida
$1.86M +$35.5K +1,864 +2%
BlackRock
182
BlackRock
New York
$1.85M -$77.2K -4,048 -4%
FA
183
FDx Advisors
Illinois
$1.73M -$154K -8,052 -8%
CAPTRUST Financial Advisors
184
CAPTRUST Financial Advisors
North Carolina
$1.69M +$154K +8,096 +10%
PA
185
Pinnacle Associates
New York
$1.68M +$17.8K +936 +1%
HR
186
Howe & Rusling
New York
$1.62M +$262K +13,720 +19%
WAM
187
Watermark Asset Management
California
$1.59M +$65.2K +3,420 +4%
Chevy Chase Trust
188
Chevy Chase Trust
Maryland
$1.55M
LCM
189
Leisure Capital Management
California
$1.55M +$195K +10,220 +14%
SCA
190
Strategic Capital Advisers
Colorado
$1.53M +$11.4K +600 +0.8%
MCM
191
Mainstay Capital Management
Michigan
$1.5M +$1.5M +78,708 +109,317%
AOWM
192
Alpha Omega Wealth Management
Virginia
$1.49M +$165K +8,644 +12%
JFA
193
JNBA Financial Advisors
Minnesota
$1.49M +$1.49M +78,248 +41,621%
WI
194
Wintrust Investments
Illinois
$1.49M +$121K +6,324 +9%
AA
195
Alesco Advisors
New York
$1.47M +$2.14K +112 +0.1%
CCM
196
Condor Capital Management
New Jersey
$1.44M -$23.7K -1,244 -2%
JMPWA
197
JP Morgan Private Wealth Advisors
California
$1.44M +$189K +9,936 +15%
DBRC
198
D.B. Root & Company
Pennsylvania
$1.44M +$283K +14,816 +24%
Bank of Montreal
199
Bank of Montreal
Ontario, Canada
$1.43M +$3.13K +164 +0.2%
Cetera Investment Advisers
200
Cetera Investment Advisers
Illinois
$1.43M +$324K +17,000 +29%

SCHA Hedge Fund Activity: Q3 2018 in Review

510 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2018, worth a combined $3.72B — up 12% from $3.32B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new SCHA positions and 23 closed out — a net gain of 32 holders — while 258 added to existing stakes and 140 trimmed.

The largest buyer was Piershale Financial Group, opening a new position worth an estimated $70.7M. The largest seller was QCI Asset Management, cutting an estimated $15.8M.

  • 510 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2018, up from 483 in Q2 2018.
  • Funds reported $3.72B of Schwab U.S Small- Cap ETF stock for Q3 2018, up 12% quarter-over-quarter.
  • 55 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2018 and 23 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2018 was Piershale Financial Group, an estimated $70.7M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2018 was QCI Asset Management, an estimated $15.8M sold.

Based on aggregated 13F filings for Q3 2018.