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Schwab U.S Small- Cap ETF

510 hedge funds and large institutions have $3.72B invested in Schwab U.S Small- Cap ETF in 2018 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 258 increasing their positions, 140 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

139% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 23

84% more repeat investments, than reductions

Existing positions increased: 258 | Existing positions reduced: 140

12% more capital invested

Capital invested by funds: $3.32B → $3.72B (+$400M)

6% more funds holding

Funds holding: 483510 (+27)

2.33% more ownership

Funds ownership: 168.46%170.79% (+2.3%)

9% more call options, than puts

Call options by funds: $541K | Put options by funds: $495K

0% more funds holding in top 10

Funds holding in top 10: 5858 (0)

Holders
510
Holders Change
+27
Holders Change %
+5.59%
% of All Funds
11.66%
Holding in Top 10
58
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.33%
New
55
Increased
258
Reduced
140
Closed
23
Calls
$541K
Puts
$495K
Net Calls
+$46K
Net Calls Change
-$307K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
151
Burleson & Co
California
$2.5M +$197K +10,324 +7%
LIM
152
Leavell Investment Management
Alabama
$2.49M -$4.12K -216 -0.2%
PA
153
Parallel Advisors
California
$2.47M +$57.9K +3,036 +2%
FA
154
Fagan Associates
New York
$2.47M +$90K +4,720 +4%
LWMT
155
Legacy Wealth Management (Tennessee)
Tennessee
$2.44M -$5.41M -283,532 -69%
JIC
156
Johnson Investment Counsel
Ohio
$2.4M -$65.7K -3,444 -3%
CCMW
157
Cypress Capital Management (Wyoming)
Wyoming
$2.37M +$259K +13,564 +12%
SAM
158
Smithbridge Asset Management
Pennsylvania
$2.34M +$45K +2,360 +2%
FLPIM
159
F.L. Putnam Investment Management
Massachusetts
$2.34M +$109K +5,696 +5%
CB
160
Community Bank
New York
$2.33M -$19.4K -1,020 -0.8%
TRCT
161
Tower Research Capital (TRC)
New York
$2.29M +$2.29M +120,056 +1,500,700%
PWA
162
Providence Wealth Advisors
Illinois
$2.24M +$109K +5,720 +5%
HFP
163
Holistic Financial Partners
Indiana
$2.24M +$564K +29,576 +34%
BCWM
164
Bartlett & Co Wealth Management
Ohio
$2.22M
BC
165
Bartlett & Co
Ohio
$2.22M
NWS
166
Newport Wealth Strategies
California
$2.21M -$207K -10,868 -8%
LPIC
167
LeJeune Puetz Investment Counsel
Michigan
$2.19M +$12.1K +636 +0.6%
PFT
168
Providence First Trust
Arizona
$2.18M
LFAS
169
Level Four Advisory Services
Texas
$2.17M +$335K +17,592 +18%
BC
170
Barnett & Company
Tennessee
$2.16M -$19K -996 -0.9%
CHA
171
Carmichael Hill & Associates
Maryland
$2.15M +$88.1K +4,620 +4%
SAM
172
Summit Asset Management
Tennessee
$2.14M +$42K +2,204 +2%
HIC
173
Hartline Investment Corp
Illinois
$2.13M -$17.1K -896 -0.8%
CWM
174
Cabot Wealth Management
Massachusetts
$2.07M -$40.7K -2,136 -2%
CIBC Private Wealth Group
175
CIBC Private Wealth Group
Georgia
$2.05M -$33K -1,728 -2%

SCHA Hedge Fund Activity: Q3 2018 in Review

510 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2018, worth a combined $3.72B — up 12% from $3.32B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new SCHA positions and 23 closed out — a net gain of 32 holders — while 258 added to existing stakes and 140 trimmed.

The largest buyer was Piershale Financial Group, opening a new position worth an estimated $70.7M. The largest seller was QCI Asset Management, cutting an estimated $15.8M.

  • 510 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2018, up from 483 in Q2 2018.
  • Funds reported $3.72B of Schwab U.S Small- Cap ETF stock for Q3 2018, up 12% quarter-over-quarter.
  • 55 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2018 and 23 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2018 was Piershale Financial Group, an estimated $70.7M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2018 was QCI Asset Management, an estimated $15.8M sold.

Based on aggregated 13F filings for Q3 2018.