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Schwab U.S Small- Cap ETF
SCHA

257 hedge funds and large institutions have $1.19B invested in Schwab U.S Small- Cap ETF in 2016 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 120 increasing their positions, 76 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

906% more call options, than puts

Call options by funds: $2.31M | Put options by funds: $230K

238% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 8

58% more repeat investments, than reductions

Existing positions increased: 120 | Existing positions reduced: 76

18% more capital invested

Capital invested by funds: $1B → $1.19B (+$184M)

8% more funds holding

Funds holding: 239 → 257 (+18)

7% more funds holding in top 10

Funds holding in top 10: 29 → 31 (+2)

4.25% more ownership

Funds ownership: 118.7% → 122.96% (+4.3%)

Holders
257
Holders Change
+18
Holders Change %
+7.53%
% of All Funds
6.86%
Holding in Top 10
31
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.9%
% of All Funds
0.83%
New
27
Increased
120
Reduced
76
Closed
8
Calls
$2.31M
Puts
$230K
Net Calls
+$2.08M
Net Calls Change
+$1.86M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$55.6M
2
FMP
Financial Management Professionals
Texas
+$23.2M
3
AB
AT Bancorp
Iowa
+$16.5M
4
Jane Street
Jane Street
New York
+$6.85M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$4.48M

Top Sellers

1
HSA
HBK Sorce Advisory
Pennsylvania
-$27.7M
2
SWM
SVA Wealth Management
Wisconsin
-$5.24M
3
Goldman Sachs
Goldman Sachs
New York
-$3.39M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.06M
5
FWM
Frontier Wealth Management
Missouri
-$1.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
Koshinski Asset Management
151
Koshinski Asset Management
Illinois
$440K -$1.42K -100 -0.3%
TCM
152
Twele Capital Management
Minnesota
$427K +$19.6K +1,380 +5%
FANJ
153
Financial Architects (New Jersey)
New Jersey
$423K -$2.04K -144 -0.5%
MFS
154
MSI Financial Services
Massachusetts
$401K -$26.7K -1,880 -6%
BL
155
BCWM LLC
Kansas
$400K +$11.6K +816 +3%
FAAS
156
First Allied Advisory Services
California
$399K +$393K +27,720 New
VCP
157
Vista Capital Partners
Oregon
$393K +$38.1K +2,688 +11%
RPA
158
Rock Point Advisors
Vermont
$383K -$4.26K -300 -1%
VWM
159
Venturi Wealth Management
Texas
$379K +$41.4K +2,920 +12%
AI
160
Atria Investments
North Carolina
$372K +$367K +25,844 New
AG
161
Advisor Group
Arizona
$369K -$57.1K -4,024 -14%
WA
162
WBH Advisory
Maryland
$363K +$39.4K +2,776 +12%
TIA
163
Tiemann Investment Advisors
California
$354K -$5.67K -400 -2%
SIC
164
Sigma Investment Counselors
Michigan
$353K +$20.4K +1,436 +6%
OC
165
Oarsman Capital
Wisconsin
$347K +$65K +4,584 +23%
TCM
166
Tuttle Capital Management
Connecticut
$333K – – –
TF
167
Trutina Financial
Washington
$329K +$28.3K +1,992 +10%
B
168
Bailard
California
$320K – – –
AIM
169
Aspen Investment Management
Michigan
$316K – – –
CAN
170
Cetera Advisor Networks
California
$314K +$80.4K +5,668 +35%
HFS
171
HL Financial Services
Kentucky
$309K +$52.6K +3,708 +21%
SIG
172
Stanford Investment Group
California
$296K -$26K -1,836 -8%
TYCC
173
Texas Yale Capital Corp
Florida
$293K +$27.4K +1,932 +10%
PO
174
Private Ocean
California
$292K +$113 +8 +0%
BAM
175
Barrett Asset Management
New York
$289K +$44.3K +3,120 +18%
5 6
7
8 9

SCHA Hedge Fund Activity: Q3 2016 in Review

257 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2016, worth a combined $1.19B — up 18% from $1B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHA positions and 8 closed out — a net gain of 19 holders — while 120 added to existing stakes and 76 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $55.6M. The largest seller was HBK Sorce Advisory, cutting an estimated $27.7M.

  • 257 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2016, up from 239 in Q2 2016.
  • Funds reported $1.19B of Schwab U.S Small- Cap ETF stock for Q3 2016, up 18% quarter-over-quarter.
  • 27 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2016 and 8 closed out, a net change of +19 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2016 was Charles Schwab Investment Advisory, an estimated $55.6M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2016 was HBK Sorce Advisory, an estimated $27.7M sold.

Based on aggregated 13F filings for Q3 2016.