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Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

227 hedge funds and large institutions have $762M invested in Schwab U.S Small- Cap ETF in 2015 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 119 increasing their positions, 57 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
227
Holders Change
+10
Holders Change %
+4.61%
% of All Funds
5.96%
Holding in Top 10
25
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.66%
New
35
Increased
119
Reduced
57
Closed
22
Calls
$285K
Puts
$427K
Net Calls
-$142K
Net Calls Change
-$1.49M

Top Buyers

1
CSIA
1
Charles Schwab Investment Advisory
California
$256M
2
BO
2
BRR OpCo
Ohio
$11.9M
3
Allianz Asset Management
3
Allianz Asset Management
Germany
$9.54M
4
CCM
4
CWH Capital Management
Washington
$10.3M
5
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$21M

Top Sellers

1
FMP
1
Financial Management Professionals
Texas
$61K
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$465K
3
Mariner
3
Mariner
Kansas
$807K
4
SHJ
4
Sharkey, Howes & Javer
Colorado
$9.15M
5
SAM
5
Summit Asset Management
Tennessee
$660K
Name Holding Trade Value Shares
Change 		Shares
Change %
TIA
151
Tiemann Investment Advisors
California
$330K -$10.4K -800 -3%
BL
152
BCWM LLC
Kansas
$327K +$11.8K +908 +4%
HIC
153
Holderness Investments Company
North Carolina
$326K -$501K -38,472 -61%
FAAS
154
First Allied Advisory Services
California
$322K -$674K -52,400 -68%
FWM
155
Focused Wealth Management
New York
$310K +$310K +23,796 New
TCM
156
Tuttle Capital Management
Connecticut
$301K +$301K +23,144 New
SA
157
Strategic Advisors
New York
$300K -$35.1K -2,696 -10%
HR
158
Howe & Rusling
New York
$299K +$12.3K +944 +4%
S
159
SignatureFD
Georgia
$289K +$1.77K +136 +0.6%
AIM
160
Aspen Investment Management
Michigan
$288K +$18.2K +1,400 +7%
RPA
161
Rock Point Advisors
Vermont
$286K +$64.2K +4,928 +29%
BCM
162
Boltwood Capital Management
California
$282K +$282K +21,672 New
CAN
163
Cetera Advisor Networks
California
$276K +$19.1K +1,468 +7%
Bank of New York Mellon
164
Bank of New York Mellon
New York
$276K +$48.1K +3,696 +21%
CIC
165
Carnegie Investment Counsel
Ohio
$266K -$13.2K -1,104 -5%
PO
166
Private Ocean
California
$264K +$104 +8 +0%
SIC
167
Sigma Investment Counselors
Michigan
$262K +$32.6K +2,504 +14%
AIA
168
Allegis Investment Advisors
Idaho
$258K +$258K +19,844 New
OC
169
Oarsman Capital
Wisconsin
$254K +$11.9K +912 +5%
AWMG
170
Alliance Wealth Management Group
New Jersey
$249K +$249K +19,096 New
GC
171
Garde Capital
Washington
$248K +$208 +16 +0.1%
AA
172
Apriem Advisors
California
$248K +$27.3K +2,100 +12%
HFS
173
HL Financial Services
Kentucky
$231K – – –
PWM
174
Perigon Wealth Management
California
$230K -$12.6K -972 -5%
BAM
175
Barrett Asset Management
New York
$221K +$12K +916 +6%
5 6
7
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