Schwab U.S Small- Cap ETF
SCHA
150 hedge funds and large institutions have $399M invested in Schwab U.S Small- Cap ETF in 2014 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 73 increasing their positions, 39 reducing their positions, and 7 closing their positions.
214% more first-time investments, than exits
New positions opened: 22 | Existing positions closed: 7
87% more repeat investments, than reductions
Existing positions increased: 73 | Existing positions reduced: 39
21% more funds holding in top 10
Funds holding in top 10: 14 → 17 (+3)
10% more funds holding
Funds holding: 136 → 150 (+14)
6% more capital invested
Capital invested by funds: $376M → $399M (+$22.2M)
5.08% less ownership
Funds ownership: 81.53% → 76.45% (-5.1%)
44% less call options, than puts
Call options by funds: $702K | Put options by funds: $1.25M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
+$3.84M |
| 2 |
SWM
SVA Wealth Management
Madison,
Wisconsin
|
+$3.72M |
| 3 |
VCM
Vigilant Capital Management
Portland,
Maine
|
+$3.67M |
| 4 |
Goldman Sachs
New York
|
+$3.43M |
| 5 |
CSIA
Charles Schwab Investment Advisory
San Francisco,
California
|
+$2.3M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PP
Pension Partners
New York
|
-$12.4M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$4.96M |
| 3 |
PFG
Piershale Financial Group
Barrington,
Illinois
|
-$3.76M |
| 4 |
BIT
BlackRock Institutional Trust
San Francisco,
California
|
-$3.4M |
| 5 |
Citigroup
New York
|
-$2.64M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PFG
151
Piershale Financial Group
Barrington,
Illinois
| – | -$3.76M | -286,620 | Closed |
|
|
SFG
152
Sage Financial Group
W. Conshohocken,
Pennsylvania
| – | -$272K | -20,716 | Closed |
|
|
HR
153
Howe & Rusling
Rochester,
New York
| – | -$204K | -15,564 | Closed |
|
154
Invesco
Atlanta,
Georgia
| – | -$105K | -8,000 | Closed |
|
155
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$22K | -1,672 | Closed |
|
SCHA Hedge Fund Activity: Q1 2014 in Review
150 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2014, worth a combined $399M — up 5.9% from $376M a quarter earlier.
Buyers outnumbered sellers: 22 funds opened new SCHA positions and 7 closed out — a net gain of 15 holders — while 73 added to existing stakes and 39 trimmed.
The largest buyer was UBS, adding an estimated $3.84M. The largest seller was Pension Partners, exiting entirely with an estimated $12.4M sold.
- 150 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2014, up from 136 in Q4 2013.
- Funds reported $399M of Schwab U.S Small- Cap ETF stock for Q1 2014, up 5.9% quarter-over-quarter.
- 22 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2014 and 7 closed out, a net change of +15 holders.
- The largest Schwab U.S Small- Cap ETF buyer in Q1 2014 was UBS, an estimated $3.84M added.
- The largest Schwab U.S Small- Cap ETF seller in Q1 2014 was Pension Partners, an estimated $12.4M sold.
Based on aggregated 13F filings for Q1 2014.