SCHA icon

Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

150 hedge funds and large institutions have $399M invested in Schwab U.S Small- Cap ETF in 2014 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 73 increasing their positions, 39 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
150
Holders Change
+14
Holders Change %
+10.29%
% of All Funds
4.34%
Holding in Top 10
17
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+21.43%
% of All Funds
0.49%
New
22
Increased
73
Reduced
39
Closed
7
Calls
$702K
Puts
$1.25M
Net Calls
-$547K
Net Calls Change
+$435K

Top Buyers

1
U
1
UBS
Switzerland
$6.07M
2
SWM
2
SVA Wealth Management
Wisconsin
$6.94M
3
VCM
3
Vigilant Capital Management
Maine
$3.82M
4
Goldman Sachs
4
Goldman Sachs
New York
$4.68M
5
CSIA
5
Charles Schwab Investment Advisory
California
$73.9M

Top Sellers

1
PP
1
Pension Partners
New York
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$4.66M
3
PFG
3
Piershale Financial Group
Illinois
$0
4
BIT
4
BlackRock Institutional Trust
California
$150K
5
Citigroup
5
Citigroup
New York
$2.68M
Name Holding Trade Value Shares
Change 		Shares
Change %
MCM
126
Manchester Capital Management
Vermont
$49K – – –
Brown Advisory
127
Brown Advisory
Maryland
$45K +$45K +3,340 New
Fifth Third Bancorp
128
Fifth Third Bancorp
Ohio
$22K +$22K +1,668 New
PMFA
129
Plante Moran Financial Advisors
Michigan
$21K – – –
TRCT
130
Tower Research Capital (TRC)
New York
$18K +$18K +1,356 New
KTC
131
Kistler-Tiffany Companies
Pennsylvania
$17K – – –
JIC
132
Joel Isaacson & Co
New York
$16K – – –
Creative Planning
133
Creative Planning
Kansas
$16K +$5.33K +400 +50%
WAM
134
Wallington Asset Management
Indiana
$14K +$14K +1,028 New
EK
135
Evensky & Katz
Florida
$12K -$2.24K -176 -16%
WCM
136
Wealthcare Capital Management
Virginia
$12K +$12K +916 New
TSW
137
Thompson Siegel & Walmsley
Virginia
$10K – – –
MA
138
MCF Advisors
Kentucky
$10K +$4.92K +384 +97%
DADC
139
D.A. Davidson & Co
Montana
$9K +$9K +704 New
FBT
140
Founders Bank & Trust
Michigan
$7K – – –
LTFS
141
Ladenburg Thalmann Financial Services
Florida
$7K +$2.76K +216 +65%
TWA
142
TCI Wealth Advisors
Arizona
$6K – – –
PFA
143
Paradigm Financial Advisors
Missouri
$6K – – –
CG
144
Colony Group
Massachusetts
$6K – – –
EWM
145
Edge Wealth Management
New York
$5K -$1.47K -100 -23%
MFS
146
MSI Financial Services
Massachusetts
$5K – – –
TF
147
Trutina Financial
Washington
$5K +$5K +376 New
VIA
148
Vantage Investment Advisors
Pennsylvania
$3K +$458 +36 +18%
SSB
149
Sandy Spring Bank
Maryland
$1K – – –
PP
150
Pension Partners
New York
– -$12.4M -944,792 Closed
3 4 5
6
7