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Schwab U.S Small- Cap ETF

510 hedge funds and large institutions have $3.72B invested in Schwab U.S Small- Cap ETF in 2018 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 258 increasing their positions, 140 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

139% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 23

84% more repeat investments, than reductions

Existing positions increased: 258 | Existing positions reduced: 140

12% more capital invested

Capital invested by funds: $3.32B → $3.72B (+$400M)

6% more funds holding

Funds holding: 483510 (+27)

2.33% more ownership

Funds ownership: 168.46%170.79% (+2.3%)

9% more call options, than puts

Call options by funds: $541K | Put options by funds: $495K

0% more funds holding in top 10

Funds holding in top 10: 5858 (0)

Holders
510
Holders Change
+27
Holders Change %
+5.59%
% of All Funds
11.66%
Holding in Top 10
58
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.33%
New
55
Increased
258
Reduced
140
Closed
23
Calls
$541K
Puts
$495K
Net Calls
+$46K
Net Calls Change
-$307K
Name Holding Trade Value Shares
Change
Change in
Stake
RRC
101
Relaxing Retirement Coach
Massachusetts
$4.7M -$145K -7,588 -3%
SWP
102
Stratos Wealth Partners
Ohio
$4.58M -$5.49K -288 -0.1%
FHB
103
First Hawaiian Bank
Hawaii
$4.47M +$4.48M +235,012 New
BAM
104
Berkshire Asset Management
Pennsylvania
$4.47M -$706K -37,036 -14%
OIA
105
OneDigital Investment Advisors
Kansas
$4.43M +$388K +20,324 +10%
FIM
106
Frontier Investment Management
Texas
$4.42M +$270K +14,140 +6%
PAG
107
Pinnacle Advisory Group
Maryland
$4.39M +$76K +3,988 +2%
PA
108
Planning Alternatives
Michigan
$4.38M -$5.42K -284 -0.1%
CWM
109
Confluence Wealth Management
Oregon
$4.38M +$409K +21,472 +10%
LF
110
Lee Financial
Texas
$4.36M +$227K +11,920 +5%
SFA
111
Sequoia Financial Advisors
Ohio
$4.3M +$19.8K +1,040 +0.5%
OCM
112
One Capital Management
California
$4.3M +$128K +6,728 +3%
CMP
113
Courage Miller Partners
Virginia
$4.09M -$8.09K -424 -0.2%
Royal Bank of Canada
114
Royal Bank of Canada
Ontario, Canada
$3.87M +$449K +23,552 +13%
SHA
115
Seneca House Advisors
Virginia
$3.86M +$559K +29,336 +17%
WC
116
Whitnell & Co
Illinois
$3.85M -$58.4K -3,064 -1%
MWA
117
Martel Wealth Advisors
Washington
$3.79M +$3.79M +198,912 New
ACM
118
Avalon Capital Management
California
$3.75M -$4.13M -216,836 -52%
SWM
119
SeaCrest Wealth Management
New York
$3.65M +$445K +23,320 +14%
NF
120
Nikulski Financial
Iowa
$3.58M +$324K +16,988 +9%
MA
121
MUFG Americas
New York
$3.57M +$265K +13,884 +8%
BBPWM
122
Blue Bell Private Wealth Management
Pennsylvania
$3.54M +$790K +41,432 +29%
DP
123
Denver PWM
Colorado
$3.52M +$3.89M +204,168 New
AP
124
Appleton Partners
Massachusetts
$3.46M +$369K +19,328 +12%
WP
125
WealthSource Partners
California
$3.46M +$623K +32,652 +22%

SCHA Hedge Fund Activity: Q3 2018 in Review

510 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2018, worth a combined $3.72B — up 12% from $3.32B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new SCHA positions and 23 closed out — a net gain of 32 holders — while 258 added to existing stakes and 140 trimmed.

The largest buyer was Piershale Financial Group, opening a new position worth an estimated $70.7M. The largest seller was QCI Asset Management, cutting an estimated $15.8M.

  • 510 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2018, up from 483 in Q2 2018.
  • Funds reported $3.72B of Schwab U.S Small- Cap ETF stock for Q3 2018, up 12% quarter-over-quarter.
  • 55 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2018 and 23 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2018 was Piershale Financial Group, an estimated $70.7M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2018 was QCI Asset Management, an estimated $15.8M sold.

Based on aggregated 13F filings for Q3 2018.