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Schwab U.S Small- Cap ETF
SCHA

185 hedge funds and large institutions have $424M invested in Schwab U.S Small- Cap ETF in 2014 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 89 increasing their positions, 32 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

291% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 11

178% more repeat investments, than reductions

Existing positions increased: 89 | Existing positions reduced: 32

45% more funds holding in top 10

Funds holding in top 10: 11 → 16 (+5)

31% more capital invested

Capital invested by funds: $324M → $424M (+$100M)

18% more funds holding

Funds holding: 157 → 185 (+28)

9.88% more ownership

Funds ownership: 64.36% → 74.23% (+9.9%)

22% less call options, than puts

Call options by funds: $650K | Put options by funds: $832K

Holders
185
Holders Change
+28
Holders Change %
+17.83%
% of All Funds
4.93%
Holding in Top 10
16
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+45.45%
% of All Funds
0.43%
New
43
Increased
89
Reduced
32
Closed
11
Calls
$650K
Puts
$832K
Net Calls
-$182K
Net Calls Change
-$387K

Top Buyers

1
UCFA
United Capital Financial Advisors
Texas
+$8.91M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.31M
3
ACM
Avalon Capital Management
California
+$4.59M
4
Citadel Advisors
Citadel Advisors
Florida
+$3.8M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.62M

Top Sellers

1
Jane Street
Jane Street
New York
-$6.68M
2
TRCT
Tower Research Capital (TRC)
New York
-$4.11M
3
VCM
Vigilant Capital Management
Maine
-$2.96M
4
TCM
Tuttle Capital Management
Connecticut
-$1.37M
5
SG Americas Securities
SG Americas Securities
New York
-$1.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
AMG
101
Asset Management Group
Connecticut
$424K +$57.4K +4,324 +16%
LFA
102
Landmark Financial Advisors
Kentucky
$408K +$390K +29,372 New
VCP
103
Vista Capital Partners
Oregon
$405K -$4.99K -376 -1%
EMA
104
Efficient Market Advisors
California
$383K +$45K +3,392 +14%
AWS
105
Aris Wealth Services
Pennsylvania
$382K -$81K -6,100 -18%
BFPW
106
BOK Financial Private Wealth
Colorado
$373K +$23.3K +1,756 +7%
Royal Bank of Canada
107
Royal Bank of Canada
Ontario, Canada
$364K -$282K -21,208 -45%
S
108
SignatureFD
Georgia
$353K +$260K +19,588 +325%
LTFS
109
Ladenburg Thalmann Financial Services
Florida
$344K +$322K +24,284 +3,411%
TIA
110
Tiemann Investment Advisors
California
$338K -$13.3K -1,000 -4%
BWP
111
BSW Wealth Partners
Colorado
$332K +$320K +24,084 New
CIC
112
Carnegie Investment Counsel
Ohio
$330K -$35K -2,636 -10%
FAAS
113
First Allied Advisory Services
California
$327K -$14.2K -1,072 -4%
SGAM
114
Steinberg Global Asset Management
Florida
$321K +$310K +23,312 New
LCM
115
Leisure Capital Management
California
$318K +$307K +23,096 New
Koshinski Asset Management
116
Koshinski Asset Management
Illinois
$312K +$301K +22,648 New
SC
117
Savant Capital
Illinois
$305K +$294K +22,120 New
PAG
118
Pinnacle Advisory Group
Maryland
$297K +$12.7K +956 +5%
FC
119
Financial Consulate
Maryland
$296K +$285K +21,448 New
SG
120
Somerset Group
Minnesota
$286K -$23.6K -1,780 -8%
WA
121
WBH Advisory
Maryland
$276K +$14.7K +1,104 +6%
FMP
122
Financial Management Professionals
Texas
$274K – – –
LYV
123
Live Your Vision
Pennsylvania
$265K +$13.4K +1,012 +5%
WA
124
Wealth Architects
California
$259K +$249K +18,776 New
BHTS
125
Bar Harbor Trust Services
Maine
$257K -$9.67K -728 -4%
3 4
5
6 7

SCHA Hedge Fund Activity: Q4 2014 in Review

185 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2014, worth a combined $424M — up 31% from $324M a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new SCHA positions and 11 closed out — a net gain of 32 holders — while 89 added to existing stakes and 32 trimmed.

The largest buyer was United Capital Financial Advisors, adding an estimated $8.91M. The largest seller was Jane Street, exiting entirely with an estimated $6.68M sold.

  • 185 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2014, up from 157 in Q3 2014.
  • Funds reported $424M of Schwab U.S Small- Cap ETF stock for Q4 2014, up 31% quarter-over-quarter.
  • 43 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2014 and 11 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2014 was United Capital Financial Advisors, an estimated $8.91M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2014 was Jane Street, an estimated $6.68M sold.

Based on aggregated 13F filings for Q4 2014.