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Schwab U.S Small- Cap ETF

510 hedge funds and large institutions have $3.72B invested in Schwab U.S Small- Cap ETF in 2018 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 258 increasing their positions, 140 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

139% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 23

84% more repeat investments, than reductions

Existing positions increased: 258 | Existing positions reduced: 140

12% more capital invested

Capital invested by funds: $3.32B → $3.72B (+$400M)

6% more funds holding

Funds holding: 483510 (+27)

2.33% more ownership

Funds ownership: 168.46%170.79% (+2.3%)

9% more call options, than puts

Call options by funds: $541K | Put options by funds: $495K

0% more funds holding in top 10

Funds holding in top 10: 5858 (0)

Holders
510
Holders Change
+27
Holders Change %
+5.59%
% of All Funds
11.66%
Holding in Top 10
58
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.33%
New
55
Increased
258
Reduced
140
Closed
23
Calls
$541K
Puts
$495K
Net Calls
+$46K
Net Calls Change
-$307K
Name Holding Trade Value Shares
Change
Change in
Stake
Mariner
76
Mariner
Kansas
$6.25M +$2.16M +113,276 +53%
FI
77
FormulaFolio Investments
Michigan
$6.13M +$299K +15,660 +5%
FF
78
Friedenthal Financial
New Jersey
$6.09M +$647K +33,912 +12%
IWMA
79
Ironwood Wealth Management (Arizona)
Arizona
$6.09M +$794K +41,632 +15%
PFM
80
Parsec Financial Management
North Carolina
$5.96M +$70K +3,672 +1%
IA
81
IFP Advisors
Florida
$5.88M +$981K +51,464 +20%
SFG
82
Sage Financial Group
Pennsylvania
$5.82M -$306K -16,036 -5%
MFT
83
Moisand Fitzgerald Tamayo
Florida
$5.79M -$410K -21,524 -7%
PPA
84
Parametric Portfolio Associates
Washington
$5.78M +$2.75K +144 +0%
FSA
85
Financial Services Advisory
Maryland
$5.71M -$5.65M -296,148 -50%
PCM
86
Peak Capital Management
Colorado
$5.68M +$249K +13,040 +4%
ACG
87
Allen Capital Group
Nebraska
$5.65M -$356K -18,688 -6%
Creative Planning
88
Creative Planning
Kansas
$5.6M -$604K -31,652 -10%
Commonwealth Equity Services
89
Commonwealth Equity Services
Massachusetts
$5.59M +$1.87M +97,912 +50%
MAS
90
Madden Advisory Services
Florida
$5.56M -$4.21M -220,792 -43%
QAM
91
QCI Asset Management
New York
$5.47M -$15.8M -828,820 -74%
ML
92
McAdam LLC
Pennsylvania
$5.47M +$187K +9,832 +3%
AWMG
93
Alliance Wealth Management Group
New Jersey
$5.33M +$365K +19,152 +7%
TCM
94
Towercrest Capital Management
Pennsylvania
$5.33M +$365K +19,152 +7%
VNA
95
Valley National Advisers
Pennsylvania
$5.21M +$497K +26,048 +11%
ECM
96
Exchange Capital Management
Michigan
$5.11M +$115K +6,036 +2%
HSA
97
HBK Sorce Advisory
Pennsylvania
$5.08M -$322K -16,876 -6%
AWM
98
Avior Wealth Management
Nebraska
$5.01M -$318K -16,680 -6%
SWA
99
Sutton Wealth Advisors
Florida
$4.91M +$272K +14,268 +6%
SIA
100
Starfire Investment Advisers
Michigan
$4.77M +$55.7K +2,920 +1%

SCHA Hedge Fund Activity: Q3 2018 in Review

510 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2018, worth a combined $3.72B — up 12% from $3.32B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new SCHA positions and 23 closed out — a net gain of 32 holders — while 258 added to existing stakes and 140 trimmed.

The largest buyer was Piershale Financial Group, opening a new position worth an estimated $70.7M. The largest seller was QCI Asset Management, cutting an estimated $15.8M.

  • 510 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2018, up from 483 in Q2 2018.
  • Funds reported $3.72B of Schwab U.S Small- Cap ETF stock for Q3 2018, up 12% quarter-over-quarter.
  • 55 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2018 and 23 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2018 was Piershale Financial Group, an estimated $70.7M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2018 was QCI Asset Management, an estimated $15.8M sold.

Based on aggregated 13F filings for Q3 2018.