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Schwab U.S Small- Cap ETF

217 hedge funds and large institutions have $661M invested in Schwab U.S Small- Cap ETF in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 112 increasing their positions, 61 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

466% more call options, than puts

Call options by funds: $1.64M | Put options by funds: $290K

84% more repeat investments, than reductions

Existing positions increased: 112 | Existing positions reduced: 61

25% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 16

4% more funds holding in top 10

Funds holding in top 10: 2425 (+1)

3.49% more ownership

Funds ownership: 90.64%94.13% (+3.5%)

2% more funds holding

Funds holding: 213217 (+4)

2% less capital invested

Capital invested by funds: $672M → $661M (-$10.7M)

Holders
217
Holders Change
+4
Holders Change %
+1.88%
% of All Funds
6.06%
Holding in Top 10
25
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.17%
% of All Funds
0.7%
New
20
Increased
112
Reduced
61
Closed
16
Calls
$1.64M
Puts
$290K
Net Calls
+$1.35M
Net Calls Change
+$736K
Name Holding Trade Value Shares
Change
Change in
Stake
KF
76
Krilogy Financial
Missouri
$1.36M +$1.47M +106,884 New
LTFS
77
Ladenburg Thalmann Financial Services
Florida
$1.25M -$23.3K -1,696 -2%
GAM
78
Garrison Asset Management
Arkansas
$1.25M -$27.6K -2,004 -2%
BC
79
Bartlett & Co
Ohio
$1.19M +$80.4K +5,840 +7%
STMM
80
South Texas Money Management
Texas
$1.17M +$176K +12,764 +16%
BCMO
81
Buckingham Capital Management (Ohio)
Ohio
$1.16M +$197K +14,292 +18%
CA
82
Capital Advantage
California
$1.14M +$574K +41,664 +87%
RWM
83
RKL Wealth Management
Pennsylvania
$1.11M +$119K +8,616 +11%
LIM
84
Leavell Investment Management
Alabama
$1.1M -$541K -39,276 -31%
PA
85
Pinnacle Associates
New York
$1.09M +$26.4K +1,920 +2%
CFMC
86
Curbstone Financial Management Corp
New Hampshire
$1.09M +$131K +9,540 +12%
CCM
87
Condor Capital Management
New Jersey
$1.04M -$10.6K -772 -0.9%
KIA
88
KCM Investment Advisors
California
$994K -$110 -8 -0%
FAAS
89
First Allied Advisory Services
California
$982K +$168K +12,176 +19%
Bank of America
90
Bank of America
North Carolina
$952K +$739K +53,704 +252%
GWM
91
Gupta Wealth Management
California
$884K +$316K +22,924 +49%
PWMAG
92
Pinnacle Wealth Management Advisory Group
New Jersey
$872K +$25.3K +1,840 +3%
PAG
93
Private Advisor Group
New Jersey
$864K +$342K +24,852 +58%
CWM
94
Cabot Wealth Management
Massachusetts
$847K +$146K +10,620 +19%
AA
95
Alesco Advisors
New York
$841K +$96.7K +7,024 +12%
BBA
96
BLB&B Advisors
Pennsylvania
$827K
SEIA
97
Signature Estate & Investment Advisors
California
$806K +$84.3K +6,124 +11%
HIC
98
Holderness Investments Company
North Carolina
$806K +$365K +26,520 +72%
MCM
99
Mengis Capital Management
Oregon
$790K +$32.8K +2,384 +4%
DG
100
Davidson & Garrard
Virginia
$789K +$113K +8,192 +15%

SCHA Hedge Fund Activity: Q3 2015 in Review

217 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2015, worth a combined $661M — down 1.6% from $672M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SCHA positions and 16 closed out — a net gain of 4 holders — while 112 added to existing stakes and 61 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $26.2M. The largest seller was United Capital Financial Advisors, cutting an estimated $6.1M.

  • 217 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2015, up from 213 in Q2 2015.
  • Funds reported $661M of Schwab U.S Small- Cap ETF stock for Q3 2015, down 1.6% quarter-over-quarter.
  • 20 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2015 and 16 closed out, a net change of +4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2015 was Charles Schwab Investment Advisory, an estimated $26.2M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2015 was United Capital Financial Advisors, an estimated $6.1M sold.

Based on aggregated 13F filings for Q3 2015.