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Schwab U.S Small- Cap ETF
SCHA

185 hedge funds and large institutions have $424M invested in Schwab U.S Small- Cap ETF in 2014 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 89 increasing their positions, 32 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

291% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 11

178% more repeat investments, than reductions

Existing positions increased: 89 | Existing positions reduced: 32

45% more funds holding in top 10

Funds holding in top 10: 11 → 16 (+5)

31% more capital invested

Capital invested by funds: $324M → $424M (+$100M)

18% more funds holding

Funds holding: 157 → 185 (+28)

9.88% more ownership

Funds ownership: 64.36% → 74.23% (+9.9%)

22% less call options, than puts

Call options by funds: $650K | Put options by funds: $832K

Holders
185
Holders Change
+28
Holders Change %
+17.83%
% of All Funds
4.93%
Holding in Top 10
16
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+45.45%
% of All Funds
0.43%
New
43
Increased
89
Reduced
32
Closed
11
Calls
$650K
Puts
$832K
Net Calls
-$182K
Net Calls Change
-$387K

Top Buyers

1
UCFA
United Capital Financial Advisors
Texas
+$8.91M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.31M
3
ACM
Avalon Capital Management
California
+$4.59M
4
Citadel Advisors
Citadel Advisors
Florida
+$3.8M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.62M

Top Sellers

1
Jane Street
Jane Street
New York
-$6.68M
2
TRCT
Tower Research Capital (TRC)
New York
-$4.11M
3
VCM
Vigilant Capital Management
Maine
-$2.96M
4
TCM
Tuttle Capital Management
Connecticut
-$1.37M
5
SG Americas Securities
SG Americas Securities
New York
-$1.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
AA
76
Alesco Advisors
New York
$744K +$87.5K +6,588 +14%
PAM
77
Premier Asset Management
Illinois
$731K -$5.31K -400 -0.7%
DG
78
Davidson & Garrard
Virginia
$698K +$85.7K +6,452 +15%
BCI
79
Brinker Capital Investments
Pennsylvania
$684K +$51K +3,840 +8%
SEIA
80
Signature Estate & Investment Advisors
California
$673K +$104K +7,828 +19%
SFSG
81
Stearns Financial Services Group
North Carolina
$647K +$32.1K +2,416 +5%
SFG
82
Sage Financial Group
Pennsylvania
$624K +$601K +45,296 New
CFMC
83
Curbstone Financial Management Corp
New Hampshire
$617K +$110K +8,300 +23%
MCM
84
Mengis Capital Management
Oregon
$583K +$562K +42,336 New
AIG
85
American International Group
New York
$580K +$384K +28,948 +220%
BWA
86
Burt Wealth Advisors
Maryland
$569K +$548K +41,292 New
B
87
Bailard
California
$565K +$545K +41,024 New
HighTower Advisors
88
HighTower Advisors
Illinois
$560K +$540K +40,668 New
Northern Trust
89
Northern Trust
Illinois
$552K – – –
Bank of Montreal
90
Bank of Montreal
Ontario, Canada
$540K +$2.66K +200 +0.5%
CA
91
Cambridge Advisors
Nebraska
$520K +$501K +37,712 New
LS
92
Lattice Strategies
Pennsylvania
$500K +$237K +17,820 +97%
IFS
93
Ifrah Financial Services
Arkansas
$494K -$33.8K -2,548 -7%
TCM
94
Twele Capital Management
Minnesota
$481K – – –
DAM
95
Delta Asset Management
Tennessee
$457K +$1.54K +116 +0.4%
CB
96
Community Bank
New York
$454K +$438K +32,952 New
WSTAM
97
Wilbanks Smith & Thomas Asset Management
Virginia
$453K +$3.19K +240 +0.7%
HIC
98
Holderness Investments Company
North Carolina
$453K +$437K +32,912 New
DWM
99
Destination Wealth Management
California
$429K +$31.4K +2,364 +8%
SA
100
Strategic Advisors
New York
$426K -$97.7K -7,360 -19%
2 3
4
5 6

SCHA Hedge Fund Activity: Q4 2014 in Review

185 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2014, worth a combined $424M — up 31% from $324M a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new SCHA positions and 11 closed out — a net gain of 32 holders — while 89 added to existing stakes and 32 trimmed.

The largest buyer was United Capital Financial Advisors, adding an estimated $8.91M. The largest seller was Jane Street, exiting entirely with an estimated $6.68M sold.

  • 185 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2014, up from 157 in Q3 2014.
  • Funds reported $424M of Schwab U.S Small- Cap ETF stock for Q4 2014, up 31% quarter-over-quarter.
  • 43 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2014 and 11 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2014 was United Capital Financial Advisors, an estimated $8.91M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2014 was Jane Street, an estimated $6.68M sold.

Based on aggregated 13F filings for Q4 2014.