We are live on ! Find out more
SCHA icon

Schwab U.S Small- Cap ETF
SCHA

818 hedge funds and large institutions have $9.38B invested in Schwab U.S Small- Cap ETF in 2021 Q1 according to their latest regulatory filings, with 122 funds opening new positions, 306 increasing their positions, 287 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

184% more first-time investments, than exits

New positions opened: 122 | Existing positions closed: 43

76% more call options, than puts

Call options by funds: $1.86M | Put options by funds: $1.06M

18% more capital invested

Capital invested by funds: $7.93B → $9.38B (+$1.45B)

11% more funds holding in top 10

Funds holding in top 10: 75 → 83 (+8)

9% more funds holding

Funds holding: 748 → 818 (+70)

7% more repeat investments, than reductions

Existing positions increased: 306 | Existing positions reduced: 287

0.91% more ownership

Funds ownership: 246.2% → 247.11% (+0.91%)

Holders
818
Holders Change
+70
Holders Change %
+9.36%
% of All Funds
14.36%
Holding in Top 10
83
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+10.67%
% of All Funds
1.46%
New
122
Increased
306
Reduced
287
Closed
43
Calls
$1.86M
Puts
$1.06M
Net Calls
+$802K
Net Calls Change
+$511K

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$597M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$44.3M
3
Osaic Holdings
Osaic Holdings
Arizona
+$32.9M
4
SPA
Sentinel Pension Advisors
Massachusetts
+$28.6M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$20.4M

Top Sellers

Rank Fund Capital Flow
1
CSIA
Charles Schwab Investment Advisory
California
-$230M
2
PCA
Personal Capital Advisors
California
-$42.8M
3
Financial Engines Advisors
Financial Engines Advisors
California
-$19.7M
4
SKK
Shepherd Kaplan Krochuk
Massachusetts
-$18.5M
5
KAS
Kestra Advisory Services
Texas
-$15.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
HT
826
HAP Trading
New York
– -$1.16M -52,072 Closed
Citadel Advisors
827
Citadel Advisors
Florida
– -$988K -44,388 Closed
AFAS
828
Acorn Financial Advisory Services
Virginia
– -$807K -36,280 Closed
SS
829
Simplicity Solutions
Minnesota
– -$802K -36,044 Closed
TSS
830
Two Sigma Securities
New York
– -$656K -29,464 Closed
PWS
831
Peloton Wealth Strategists
Indiana
– -$473K -21,280 Closed
SF
832
Synovus Financial
Georgia
– -$436K -19,580 Closed
GSC
833
Ground Swell Capital
South Carolina
– -$392K -17,604 Closed
SP
834
SWS Partners
Ohio
– -$294K -13,200 Closed
Calamos Advisors
835
Calamos Advisors
Illinois
– -$291K -13,092 Closed
FWCM
836
Ferguson Wellman Capital Management
Oregon
– -$273K -12,248 Closed
FPCG
837
Fort Pitt Capital Group
Pennsylvania
– -$268K -12,032 Closed
KCM
838
Kathmere Capital Management
Pennsylvania
– -$252K -11,308 Closed
PWM
839
Praetorian Wealth Management
California
– -$224K -10,072 Closed
LNWWM
840
Laird Norton Wetherby Wealth Management
California
– -$213K -9,564 Closed
Fisher Asset Management
841
Fisher Asset Management
Washington
– -$209K -9,408 Closed
OPA
842
Old Port Advisors
Maine
– -$203K -9,260 Closed
Millennium Management
843
Millennium Management
New York
– -$205K -9,228 Closed
D
844
Diversified
Delaware
– -$143K -6,192 Closed
CDIA
845
Capital Directions Investment Advisors
Georgia
– -$117K -5,272 Closed
PFO
846
Pathstone Family Office
New Jersey
– -$89K -4,000 Closed
FCH
847
Freestone Capital Holdings
Washington
– -$77.1K -3,464 Closed
PWPS
848
Pinnacle Wealth Planning Services
Ohio
– -$62K -2,768 Closed
HWA
849
HCR Wealth Advisors
California
– -$61K -2,732 Closed
TPWA
850
TRUE Private Wealth Advisors
Oregon
– -$42K -1,912 Closed
31 32 33
34
35

SCHA Hedge Fund Activity: Q1 2021 in Review

818 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2021, worth a combined $9.38B — up 18% from $7.93B a quarter earlier.

Buyers outnumbered sellers: 122 funds opened new SCHA positions and 43 closed out — a net gain of 79 holders — while 306 added to existing stakes and 287 trimmed.

The largest buyer was Bank of America, adding an estimated $597M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $230M.

  • 818 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2021, up from 748 in Q4 2020.
  • Funds reported $9.38B of Schwab U.S Small- Cap ETF stock for Q1 2021, up 18% quarter-over-quarter.
  • 122 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2021 and 43 closed out, a net change of +79 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2021 was Bank of America, an estimated $597M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2021 was Charles Schwab Investment Advisory, an estimated $230M sold.

Based on aggregated 13F filings for Q1 2021.