Ground Swell Capital’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

Ground Swell Capital’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-11,400	Closed	-$285K	–	104
2021 Q3	$285K	Buy	+11,400	New	+$289K	1.23%	21
2021 Q1	–	Sell	-17,604	Closed	-$392K	–	127
2020 Q4	$392K	Buy	+17,604	New	+$351K	1.5%	14

Other funds holding SCHA

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Ground Swell Capital's SCHA Position: Q4 2021 in Review

Ground Swell Capital sold out of Schwab U.S Small- Cap ETF (SCHA) in Q4 2021, closing a stake of 11,400 shares — an estimated $285K sold.

Ground Swell Capital first reported a position in SCHA in Q4 2020 and held it in 2 quarters. The position peaked at $392K in Q4 2020. 950 funds tracked by Wall St. Rank hold SCHA as of Q4 2021.

Ground Swell Capital reported no remaining Schwab U.S Small- Cap ETF position as of Q4 2021 after selling out during the quarter.
Ground Swell Capital sold 11,400 Schwab U.S Small- Cap ETF shares in Q4 2021, an estimated $285K.
Ground Swell Capital first reported a position in Schwab U.S Small- Cap ETF in Q4 2020 and held it in 2 quarters.
Ground Swell Capital's Schwab U.S Small- Cap ETF position peaked at $392K in Q4 2020.
950 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q4 2021.

Based on Ground Swell Capital's 13F filing for Q4 2021, filed 9 Feb 2022.