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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
LF
726
Lee Financial
Texas
$55K -$26.8K -1,056 -32%
Fifth Third Bancorp
727
Fifth Third Bancorp
Ohio
$55K -$8.73K -344 -14%
M
728
MOTCO
Texas
$55K
FHA
729
First Horizon Advisors
Tennessee
$51K -$34.7K -1,368 -40%
PK
730
Pflug Koory
Nebraska
$51K
OSAM
731
O'Shaughnessy Asset Management
Connecticut
$50K +$10.2K +400 +25%
DOA
732
D'Orazio & Associates
Virginia
$48K +$49.1K +1,932 New
HF
733
Halpern Financial
Virginia
$47.9K +$43.8K +1,724 +898%
TCWA
734
Ten Capital Wealth Advisors
Washington
$46K -$16.9K -664 -26%
SWM
735
Sugarloaf Wealth Management
Georgia
$46K
CFA
736
Carroll Financial Associates
North Carolina
$45K
WQ
737
Wealth Quarterback
New Jersey
$45K +$46.1K +1,816 New
BCA
738
Berman Capital Advisors
Georgia
$42K -$8.23K -324 -16%
CFGS
739
Concourse Financial Group Securities
Alabama
$40K -$64K -2,520 -61%
AA
740
Ancora Advisors
Ohio
$40K +$102 +4 +0.3%
PFA
741
Professional Financial Advisors
Nebraska
$40K +$102 +4 +0.2%
AAP
742
Arax Advisory Partners
Colorado
$36K
CA
743
Clearstead Advisors
Ohio
$36K +$19.5K +768 +112%
BL
744
Balentine LLC
Georgia
$36K +$37K +1,456 New
SL
745
Savior LLC
Massachusetts
$35K -$47.2K -1,860 -57%
DI
746
Disciplined Investments
Oklahoma
$34K
MAM
747
Meeder Asset Management
Ohio
$34K
SIM
748
Sonora Investment Management
Arizona
$34K +$20.3K +800 +142%
EI
749
Ellevest Inc
New York
$34K +$22.1K +872 +177%
WFA
750
WestHill Financial Advisors
California
$34K +$34.1K +1,344 New

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.