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Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

157 hedge funds and large institutions have $324M invested in Schwab U.S Small- Cap ETF in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 70 increasing their positions, 53 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
157
Holders Change
–
Holders Change %
0%
% of All Funds
4.56%
Holding in Top 10
11
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-15.38%
% of All Funds
0.32%
New
12
Increased
70
Reduced
53
Closed
12
Calls
$529K
Puts
$324K
Net Calls
+$205K
Net Calls Change
-$1.17M

Top Buyers

1
Jane Street
1
Jane Street
New York
$6.68M
2
EK
2
Evensky & Katz
Florida
$6.04M
3
TRCT
3
Tower Research Capital (TRC)
New York
$4M
4
CSIA
4
Charles Schwab Investment Advisory
California
$76.7M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.92M

Top Sellers

1
KFA
1
Kays Financial Advisory
Georgia
$0
2
SG Americas Securities
2
SG Americas Securities
New York
$1.09M
3
FF
3
Friedenthal Financial
New Jersey
$619K
4
BRWA
4
B. Riley Wealth Advisors
Florida
$310K
5
PR
5
Payden & Rygel
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
VFS
51
VSR Financial Services
Kansas
$1.2M +$373K +29,008 +45%
SG Americas Securities
52
SG Americas Securities
New York
$1.09M -$2.29M -178,000 -68%
Morgan Stanley
53
Morgan Stanley
New York
$1.07M -$106K -8,240 -9%
ICOA
54
Investment Centers of America
North Dakota
$1.06M +$138K +10,776 +15%
BC
55
Bartlett & Co
Ohio
$1.05M +$188K +14,600 +22%
BBA
56
BLB&B Advisors
Pennsylvania
$976K – – –
KIA
57
KCM Investment Advisors
California
$975K +$975K +75,840 New
GAM
58
Garrison Asset Management
Arkansas
$922K -$13.6K -1,056 -1%
SAM
59
Summit Asset Management
Tennessee
$889K -$4.83K -376 -0.5%
FA
60
Fagan Associates
New York
$813K -$9.1K -708 -1%
Bank of America
61
Bank of America
North Carolina
$787K -$197K -15,336 -20%
RWM
62
RKL Wealth Management
Pennsylvania
$711K -$8.33K -648 -1%
PAM
63
Premier Asset Management
Illinois
$687K -$257 -20 -0%
VKH
64
Virtu KCG Holdings
New York
$678K +$678K +52,732 New
LIM
65
Leavell Investment Management
Alabama
$665K +$87.9K +6,844 +15%
BF
66
BOK Financial
Oklahoma
$652K +$118K +9,152 +22%
PI
67
Placemark Investments
Illinois
$641K +$641K +49,912 New
FF
68
Friedenthal Financial
New Jersey
$619K -$1.05M -81,560 -63%
Royal Bank of Canada
69
Royal Bank of Canada
Ontario, Canada
$613K +$195K +15,112 +47%
AA
70
Alesco Advisors
New York
$609K +$40.2K +3,124 +7%
STMM
71
South Texas Money Management
Texas
$604K +$147K +11,420 +32%
BCI
72
Brinker Capital Investments
Pennsylvania
$588K +$15.6K +1,212 +3%
CWM
73
Cabot Wealth Management
Massachusetts
$576K +$89.4K +6,956 +18%
SFSG
74
Stearns Financial Services Group
North Carolina
$572K +$14.5K +1,128 +3%
DG
75
Davidson & Garrard
Virginia
$568K -$1.54K -120 -0.3%
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3
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