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Schwab U.S Small- Cap ETF
SCHA

633 hedge funds and large institutions have $5.51B invested in Schwab U.S Small- Cap ETF in 2020 Q2 according to their latest regulatory filings, with 59 funds opening new positions, 217 increasing their positions, 276 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more capital invested

Capital invested by funds: $3.61B → $5.51B (+$1.91B)

6% more funds holding in top 10

Funds holding in top 10: 51 → 54 (+3)

4.08% more ownership

Funds ownership: 235.15% → 239.23% (+4.1%)

1% less funds holding

Funds holding: 637 → 633 (-4)

3% less first-time investments, than exits

New positions opened: 59 | Existing positions closed: 61

21% less repeat investments, than reductions

Existing positions increased: 217 | Existing positions reduced: 276

Holders
633
Holders Change
-4
Holders Change %
-0.63%
% of All Funds
12.98%
Holding in Top 10
54
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+5.88%
% of All Funds
1.11%
New
59
Increased
217
Reduced
276
Closed
61
Calls
$710K
Puts
–
Net Calls
+$710K
Net Calls Change
+$703K

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$984M
2
Financial Engines Advisors
Financial Engines Advisors
California
+$88.6M
3
PCA
Personal Capital Advisors
California
+$23.2M
4
AWS
AJ Wealth Strategies
New York
+$23.2M
5
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$12.4M

Top Sellers

1
Osaic Holdings
Osaic Holdings
Arizona
-$205M
2
SS
Sunbelt Securities
Texas
-$168M
3
UBS Group
UBS Group
Switzerland
-$21.7M
4
ACM
Alpha Capital Management
Texas
-$19.3M
5
MW
Marcum Wealth
Ohio
-$17M
Name Holding Trade Value Shares
Change 		Change in
Stake
LDFR
626
Lehman & Derafelo Financial Resources
Pennsylvania
$1K – – –
OAJ
627
Ogorek Anthony Joseph
New York
$1K – – –
TFGT
628
TS Financial Group (TSFG)
Illinois
$1K – – –
KFS
629
Kelly Financial Services
Massachusetts
$199 – – –
WIM
630
Westside Investment Management
California
$1 – – –
SS
631
Sunbelt Securities
Texas
– -$168M -9,912,252 Closed
ACM
632
Alpha Capital Management
Texas
– -$19.3M -1,500,420 Closed
CCM
633
CWH Capital Management
Washington
– -$10.6M -824,796 Closed
WANY
634
Wealthspire Advisors (New York)
New York
– -$9.74M -756,624 Closed
PPA
635
Parametric Portfolio Associates
Washington
– -$3.84M -297,840 Closed
KeyBank National Association
636
KeyBank National Association
Ohio
– -$3.57M -277,224 Closed
GPFA
637
Game Plan Financial Advisors
Ohio
– -$1.67M -128,680 Closed
FVWA
638
Foster Victor Wealth Advisors
South Carolina
– -$1.5M -112,288 Closed
BC
639
Barnett & Company
Tennessee
– -$1.14M -88,516 Closed
IA
640
IndexIQ Advisors
New York
– -$868K -67,348 Closed
PWSG
641
Pacific Wealth Strategies Group
California
– -$811K -62,996 Closed
WAM
642
Wakefield Asset Management
Colorado
– -$767K -59,564 Closed
CIBC Private Wealth Group
643
CIBC Private Wealth Group
Georgia
– -$767K -59,532 Closed
ECG
644
EPIQ Capital Group
California
– -$760K -59,000 Closed
A
645
AdvicePeriod
California
– -$679K -52,712 Closed
GCA
646
Genesee Capital Advisors
New York
– -$603K -46,880 Closed
MIAN
647
Mariner Independent Advisor Network
Kansas
– -$544K -44,576 Closed
CWM
648
Centric Wealth Management
Illinois
– -$747K -44,140 Closed
RFC
649
Regions Financial Corp
Alabama
– -$558K -43,320 Closed
TPW
650
Tiller Private Wealth
Pennsylvania
– -$549K -42,620 Closed
24 25
26
27 28

SCHA Hedge Fund Activity: Q2 2020 in Review

633 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q2 2020, worth a combined $5.51B — up 53% from $3.61B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 59 opened new positions — a net loss of 2 holders — while 276 trimmed existing stakes and 217 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $984M. The largest seller was Osaic Holdings, cutting an estimated $205M.

  • 633 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q2 2020, down from 637 in Q1 2020.
  • Funds reported $5.51B of Schwab U.S Small- Cap ETF stock for Q2 2020, up 53% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q2 2020 and 61 closed out, a net change of -2 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q2 2020 was Charles Schwab Investment Advisory, an estimated $984M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q2 2020 was Osaic Holdings, an estimated $205M sold.

Based on aggregated 13F filings for Q2 2020.