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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
LF
601
LifeSteps Financial
California
$318K
SWA
602
SFMG Wealth Advisors
Texas
$318K +$11.1K +436 +4%
PI
603
PEAK6 Investments
Illinois
$317K +$13.3K +524 +4%
PP
604
Palladium Partners
Virginia
$314K
PFA
605
Pure Financial Advisors
California
$314K +$22.7K +892 +8%
CW
606
CreativeOne Wealth
Kansas
$311K -$47.6K -1,876 -13%
RF
607
RHS Financial
California
$304K -$12K -472 -4%
TW
608
TrinityPoint Wealth
Connecticut
$304K +$309K +12,164 New
NCMW
609
Northern Capital Management (Washington)
Washington
$302K +$20K +788 +7%
SF
610
Summit Financial
New Jersey
$300K
RPGK
611
Retirement Planning Group (Kansas)
Kansas
$297K -$486K -19,128 -62%
BWP
612
BSW Wealth Partners
Colorado
$296K -$9.95K -392 -3%
PFM
613
Peak Financial Management
Massachusetts
$296K +$406 +16 +0.1%
JCM
614
Jacobsen Capital Management
Utah
$295K +$13.6K +536 +5%
GWCM
615
Godshalk Welsh Capital Management
Pennsylvania
$290K
Citadel Advisors
616
Citadel Advisors
Florida
$289K +$293K +11,536 New
M&T Bank
617
M&T Bank
New York
$287K
PLFAM
618
Pineno Levin & Ford Asset Management
Virginia
$286K +$8.13K +320 +3%
GSC
619
Ground Swell Capital
South Carolina
$285K +$289K +11,400 New
AA
620
Apriem Advisors
California
$284K +$25.9K +1,020 +10%
FA
621
Fagan Associates
New York
$281K +$286K +11,248 New
GLA
622
Great Lakes Advisors
Illinois
$279K
WI
623
Wedgewood Investors
Pennsylvania
$279K
MAS
624
Madden Advisory Services
Florida
$277K +$1.52K +60 +0.5%
BRWM
625
B. Riley Wealth Management
Tennessee
$275K +$279K +10,972 New

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.