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Schwab U.S Small- Cap ETF

559 hedge funds and large institutions have $2.95B invested in Schwab U.S Small- Cap ETF in 2018 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 225 increasing their positions, 169 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 59

50% more call options, than puts

Call options by funds: $473K | Put options by funds: $316K

33% more repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 169

10% more funds holding

Funds holding: 510559 (+49)

6.54% more ownership

Funds ownership: 170.79%177.34% (+6.5%)

3% less funds holding in top 10

Funds holding in top 10: 5856 (-2)

21% less capital invested

Capital invested by funds: $3.72B → $2.95B (-$772M)

Holders
559
Holders Change
+49
Holders Change %
+9.61%
% of All Funds
12.46%
Holding in Top 10
56
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.45%
% of All Funds
1.25%
New
114
Increased
225
Reduced
169
Closed
59
Calls
$473K
Puts
$316K
Net Calls
+$157K
Net Calls Change
+$111K
Name Holding Trade Value Shares
Change
Change in
Stake
BOPW
551
Brandywine Oak Private Wealth
Pennsylvania
$1K +$1.76K +104 New
GEA
552
Glen Eagle Advisors
New Jersey
$789
CF
553
Centaurus Financial
California
$3 +$11.7K +692 +5,767%
HGWM
554
Harvest Group Wealth Management
Massachusetts
-$20.5M -1,077,612 Closed
PR
555
Payden & Rygel
California
-$18.8M -984,940 Closed
AG
556
Appleton Group
Wisconsin
-$9.23M -484,680 Closed
MWM
557
MinichMacGregor Wealth Management
New York
-$6.29M -334,056 Closed
FSA
558
Financial Services Advisory
Maryland
-$5.71M -300,124 Closed
ACM
559
Avalon Capital Management
California
-$3.75M -197,132 Closed
CWM
560
Cornerstone Wealth Management
Missouri
-$632K -171,728 Closed
LFGH
561
Lee Financial Group Hawaii
Hawaii
-$2.88M -151,256 Closed
LFAS
562
Level Four Advisory Services
Texas
-$2.17M -113,756 Closed
UAS
563
United Asset Strategies
New York
-$1.37M -71,872 Closed
DSN
564
D. Scott Neal
Kentucky
-$1.07M -56,252 Closed
TFS
565
TrustCore Financial Services
Tennessee
-$865K -45,440 Closed
Susquehanna International Group
566
Susquehanna International Group
Pennsylvania
-$733K -43,364 Closed
AIS
567
Accurate Investment Solutions
Pennsylvania
-$692K -36,364 Closed
FTS
568
Fifth Third Securities
Ohio
-$628K -33,000 Closed
REMPR
569
Roof Eidam Maycock Peralta (REMP)
California
-$523K -27,440 Closed
CA
570
Cetera Advisors
Colorado
-$369K -19,256 Closed
CWM
571
Circle Wealth Management
New Jersey
-$317K -16,644 Closed
Millennium Management
572
Millennium Management
New York
-$301K -15,808 Closed
CCM
573
Carlson Capital Management
Minnesota
-$300K -15,740 Closed
AWM
574
Altium Wealth Management
New York
-$294K -15,452 Closed
Lido Advisors
575
Lido Advisors
California
-$285K -14,992 Closed

SCHA Hedge Fund Activity: Q4 2018 in Review

559 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2018, worth a combined $2.95B — down 21% from $3.72B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new SCHA positions and 59 closed out — a net gain of 55 holders — while 225 added to existing stakes and 169 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $40.4M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $117M.

  • 559 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2018, up from 510 in Q3 2018.
  • Funds reported $2.95B of Schwab U.S Small- Cap ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 114 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2018 and 59 closed out, a net change of +55 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $40.4M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $117M sold.

Based on aggregated 13F filings for Q4 2018.