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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
VFA
451
Valeo Financial Advisors
Indiana
$765K +$5.69K +224 +0.7%
BW
452
Bison Wealth
Georgia
$760K -$23.8K -936 -3%
GIA
453
GHP Investment Advisors
Colorado
$760K +$35.2K +1,388 +5%
NCM
454
Northwest Capital Management
Oregon
$758K -$56.3K -2,216 -7%
GRP
455
Global Retirement Partners
California
$751K +$98.1K +3,864 +15%
DBRC
456
D.B. Root & Company
Pennsylvania
$746K -$140K -5,508 -16%
BPM
457
Bowling Portfolio Management
Ohio
$744K +$17.4K +684 +2%
CAG
458
Curtis Advisory Group
California
$742K +$144K +5,664 +24%
American Century Companies
459
American Century Companies
Missouri
$741K -$87.6K -3,448 -10%
ACI
460
Alpha Cubed Investments
California
$741K -$1.73K -68 -0.2%
AAS
461
Avantax Advisory Services
Texas
$741K +$102K +4,020 +16%
PNC Financial Services Group
462
PNC Financial Services Group
Pennsylvania
$735K +$43.5K +1,712 +6%
CAMG
463
CWA Asset Management Group
Florida
$713K
AL
464
ACAS LLC
California
$712K -$1.93K -76 -0.3%
HWMA
465
Heritage Wealth Management (Arizona)
Arizona
$710K -$335K -13,200 -32%
WCM
466
Wealthcare Capital Management
Virginia
$709K +$21.9K +864 +3%
JC
467
Jentner Corp
Ohio
$706K +$4.88K +192 +0.7%
EAM
468
Evanson Asset Management
California
$705K -$20.5K -808 -3%
NL
469
NWAM LLC
Washington
$703K -$265K -10,416 -27%
AWA
470
Acorn Wealth Advisors
Michigan
$698K -$19.1K -752 -3%
IWS
471
Insight Wealth Strategies
California
$696K +$63.8K +2,512 +10%
DTC
472
Davidson Trust Company
Washington
$693K
BDFN
473
Bond & Devick Financial Network
Minnesota
$691K -$20.3K -800 -3%
SFG
474
Sunburst Financial Group
Alabama
$688K +$1.83K +72 +0.3%
SIC
475
Sigma Investment Counselors
Michigan
$686K +$3.15K +124 +0.5%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.