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NWAM LLC’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

NWAM LLC’s Portfolio SCHA Stock Details SCHA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.2M Buy
41,287
+540
+1% +$16.2K 0.07% 262
2025
Q4 		$1.24M Buy
40,747
+3,129
+8% +$88.4K 0.07% 242
2025
Q3 		$1.06M Sell
37,618
-2,642
-7% -$70.6K 0.06% 273
2025
Q2 		$1.04M Buy
40,260
+6,597
+20% +$156K 0.06% 260
2025
Q1 		$789K Buy
33,663
+299
+0.9% +$7.62K 0.07% 241
2024
Q4 		$863K Sell
33,364
-128
-0.4% -$3.41K 0.05% 284
2024
Q3 		$862K Buy
+33,492
New +$832K 0.05% 293
2024
Q2 		– Sell
-44,618
Closed -$1.07M – 439
2024
Q1 		$1.07M Sell
44,618
-2,290
-5% -$53.6K 0.09% 208
2023
Q4 		$1.11M Buy
46,908
+4,856
+12% +$102K 0.09% 213
2023
Q3 		$871K Buy
42,052
+426
+1% +$9.35K 0.09% 209
2023
Q2 		$912K Buy
41,626
+17,010
+69% +$355K 0.07% 235
2023
Q1 		$516K Sell
24,616
-2,012
-8% -$43.2K 0.05% 270
2022
Q4 		$539K Buy
+26,628
New +$546K 0.05% 304
2022
Q3 		– Sell
-12,914
Closed -$256K – 524
2022
Q2 		$256K Sell
12,914
-7,934
-38% -$170K 0.02% 431
2022
Q1 		$494K Sell
20,848
-7,756
-27% -$183K 0.04% 334
2021
Q4 		$732K Buy
28,604
+508
+2% +$13.1K 0.06% 263
2021
Q3 		$703K Sell
28,096
-10,416
-27% -$265K 0.06% 255
2021
Q2 		$1M Sell
38,512
-3,544
-8% -$90.6K 0.09% 206
2021
Q1 		$1.05M Buy
42,056
+26,432
+169% +$650K 0.1% 196
2020
Q4 		$348K Buy
+15,624
New +$311K 0.04% 324
2020
Q3 		– Sell
-18,528
Closed -$303K – 391
2020
Q2 		$303K Buy
+18,528
New +$277K 0.04% 320
2020
Q1 		– Sell
-15,764
Closed -$298K – 407
2019
Q4 		$298K Buy
+15,764
New +$285K 0.05% 302

Other funds holding SCHA

Empower Advisory Group
Empower Advisory Group Greenwood Village, Colorado $38.5B AUM 18.4% 1-Year Est. Return
SEI Investments
SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Financial Engines Advisors
Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return
AA
Advisory Alpha Holland, Michigan $3.66B AUM 14.99% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return
Mariner
Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

NWAM LLC's SCHA Position: Q1 2026 in Review

NWAM LLC increased its Schwab U.S Small- Cap ETF (SCHA) stake by 1.3% in Q1 2026, buying an estimated $16.2K and bringing the position to 41,287 shares worth $1.2M. The position accounts for 0.07% of the portfolio, ranked #262.

NWAM LLC first reported a position in SCHA in Q4 2019 and has held it in 22 quarters since. The position peaked at $1.24M in Q4 2025. 1,250 funds tracked by Wall St. Rank hold SCHA as of Q1 2026.

  • NWAM LLC held 41,287 shares of Schwab U.S Small- Cap ETF worth $1.2M as of Q1 2026.
  • NWAM LLC bought 540 Schwab U.S Small- Cap ETF shares in Q1 2026, an estimated $16.2K.
  • Schwab U.S Small- Cap ETF made up 0.07% of NWAM LLC's portfolio in Q1 2026, its #262 holding.
  • NWAM LLC first reported a position in Schwab U.S Small- Cap ETF in Q4 2019 and has held it in 22 quarters since.
  • NWAM LLC's Schwab U.S Small- Cap ETF position peaked at $1.24M in Q4 2025.
  • 1,250 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q1 2026.

Based on NWAM LLC's 13F filing for Q1 2026, filed 4 May 2026.