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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
GC
426
Grimes & Company
Massachusetts
$895K -$219 -10 -0%
AO
427
Advisor OS
Illinois
$893K +$15.5K +706 +2%
CAM
428
Cozad Asset Management
Illinois
$878K
DWT
429
Dorsey & Whitney Trust
South Dakota
$873K
NL
430
NWAM LLC
Washington
$871K +$9.35K +426 +1%
KJWM
431
Kiley Juergens Wealth Management
Washington
$870K -$6.58K -300 -0.7%
RWA
432
Roberts Wealth Advisors
California
$870K +$21.9K +1,000 +2%
SHJ
433
Sharkey, Howes & Javer
Colorado
$869K +$165K +7,522 +22%
WCWM
434
Wooster Corthell Wealth Management
Connecticut
$869K -$8.29K -378 -0.9%
MCM
435
Mitchell Capital Management
Kansas
$868K -$133K -6,056 -13%
OC
436
Oarsman Capital
Wisconsin
$866K -$12.4K -566 -1%
RTL
437
Red Tortoise LLC
Georgia
$864K +$2.11K +96 +0.2%
Renaissance Technologies
438
Renaissance Technologies
New York
$862K +$671K +30,600 +278%
EFM
439
Eley Financial Management
Vermont
$860K -$43.7K -1,990 -5%
VPIM
440
Vanguard Personalized Indexing Management
California
$859K
OCG
441
Opus Capital Group
Ohio
$855K +$20.5K +932 +2%
WBCM
442
Wilson & Boucher Capital Management
California
$853K +$8.87K +404 +1%
CCG
443
Coastwise Capital Group
California
$851K +$3.86K +176 +0.4%
KWM
444
Kingsview Wealth Management
Oregon
$818K +$12.9K +586 +2%
SCM
445
SOL Capital Management
Maryland
$813K -$592K -26,996 -41%
YIA
446
YHB Investment Advisors
Connecticut
$813K -$20K -910 -2%
BWM
447
Blossom Wealth Management
California
$812K +$6.28K +286 +0.7%
MSWMA
448
Market Street Wealth Management Advisors
Indiana
$803K -$52.1K -2,376 -6%
CA
449
Clearstead Advisors
Ohio
$796K +$565K +25,756 +203%
SFG
450
SNS Financial Group
Minnesota
$792K -$35.6K -1,624 -4%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.