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Schwab U.S Small- Cap ETF

510 hedge funds and large institutions have $3.72B invested in Schwab U.S Small- Cap ETF in 2018 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 258 increasing their positions, 140 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

139% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 23

84% more repeat investments, than reductions

Existing positions increased: 258 | Existing positions reduced: 140

12% more capital invested

Capital invested by funds: $3.32B → $3.72B (+$400M)

6% more funds holding

Funds holding: 483510 (+27)

2.33% more ownership

Funds ownership: 168.46%170.79% (+2.3%)

9% more call options, than puts

Call options by funds: $541K | Put options by funds: $495K

0% more funds holding in top 10

Funds holding in top 10: 5858 (0)

Holders
510
Holders Change
+27
Holders Change %
+5.59%
% of All Funds
11.66%
Holding in Top 10
58
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.33%
New
55
Increased
258
Reduced
140
Closed
23
Calls
$541K
Puts
$495K
Net Calls
+$46K
Net Calls Change
-$307K
Name Holding Trade Value Shares
Change
Change in
Stake
ECM
326
Evergreen Capital Management
Washington
$459K +$102K +5,340 +28%
SE
327
Summit Equities
New Jersey
$458K +$39.7K +2,080 +9%
PCM
328
Parsons Capital Management
Rhode Island
$456K +$14.5K +760 +3%
SAA
329
Southeast Asset Advisors
Georgia
$456K +$457K +23,972 New
GIA
330
GHP Investment Advisors
Colorado
$454K +$19.7K +1,032 +5%
CHJWM
331
Carlton Hofferkamp & Jenks Wealth Management
Texas
$450K +$72.5K +3,800 +19%
TIM
332
Tortoise Investment Management
New York
$447K +$1.91K +100 +0.4%
SWM
333
Stockman Wealth Management
Montana
$443K -$2.67K -140 -0.6%
BL
334
BCWM LLC
Kansas
$438K -$20.6K -1,080 -4%
OFG
335
Oxford Financial Group
Indiana
$429K +$82.7K +4,336 +24%
SGCA
336
Steel Grove Capital Advisors
Tennessee
$410K +$915 +48 +0.2%
SBA
337
Secrest Blakey & Associates
North Carolina
$410K +$3.51K +184 +0.9%
TIA
338
Tiemann Investment Advisors
California
$408K +$7.63K +400 +2%
CIC
339
Carnegie Investment Counsel
Ohio
$399K +$21.7K +1,136 +5%
Stifel Financial
340
Stifel Financial
Missouri
$390K -$16.6K -868 -4%
BIA
341
BHK Investment Advisors
Alabama
$378K +$165K +8,672 +77%
RPA
342
Rock Point Advisors
Vermont
$375K +$2.98K +156 +0.8%
CIR
343
Clear Investment Research
Georgia
$371K +$90.9K +4,768 +32%
CA
344
Cetera Advisors
Colorado
$369K +$58.6K +3,072 +19%
MCM
345
Manchester Capital Management
Vermont
$366K
PWW
346
Pettyjohn Wood & White
Virginia
$357K +$8.77K +460 +3%
PFA
347
Pure Financial Advisors
California
$357K +$358K +18,760 New
PIM
348
Penobscot Investment Management
Massachusetts
$350K +$7.63K +400 +2%
JWM
349
Janiczek Wealth Management
Colorado
$349K +$6.18K +324 +2%
SS
350
Simplicity Solutions
Minnesota
$345K -$14.3K -748 -4%

SCHA Hedge Fund Activity: Q3 2018 in Review

510 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2018, worth a combined $3.72B — up 12% from $3.32B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new SCHA positions and 23 closed out — a net gain of 32 holders — while 258 added to existing stakes and 140 trimmed.

The largest buyer was Piershale Financial Group, opening a new position worth an estimated $70.7M. The largest seller was QCI Asset Management, cutting an estimated $15.8M.

  • 510 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2018, up from 483 in Q2 2018.
  • Funds reported $3.72B of Schwab U.S Small- Cap ETF stock for Q3 2018, up 12% quarter-over-quarter.
  • 55 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2018 and 23 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2018 was Piershale Financial Group, an estimated $70.7M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2018 was QCI Asset Management, an estimated $15.8M sold.

Based on aggregated 13F filings for Q3 2018.