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Schwab U.S Small- Cap ETF

510 hedge funds and large institutions have $3.72B invested in Schwab U.S Small- Cap ETF in 2018 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 258 increasing their positions, 140 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

139% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 23

84% more repeat investments, than reductions

Existing positions increased: 258 | Existing positions reduced: 140

12% more capital invested

Capital invested by funds: $3.32B → $3.72B (+$400M)

6% more funds holding

Funds holding: 483510 (+27)

2.33% more ownership

Funds ownership: 168.46%170.79% (+2.3%)

9% more call options, than puts

Call options by funds: $541K | Put options by funds: $495K

0% more funds holding in top 10

Funds holding in top 10: 5858 (0)

Holders
510
Holders Change
+27
Holders Change %
+5.59%
% of All Funds
11.66%
Holding in Top 10
58
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.33%
New
55
Increased
258
Reduced
140
Closed
23
Calls
$541K
Puts
$495K
Net Calls
+$46K
Net Calls Change
-$307K
Name Holding Trade Value Shares
Change
Change in
Stake
B
226
Brightworth
Georgia
$1.16M +$169K +8,880 +17%
WAM
227
Wakefield Asset Management
Colorado
$1.16M +$1.16M +60,920 New
LFA
228
Landmark Financial Advisors
Kentucky
$1.16M -$125K -6,564 -10%
MIAN
229
Mariner Independent Advisor Network
Kansas
$1.14M +$1.14M +59,768 New
HA
230
Harborview Advisors
Maine
$1.13M +$18.2K +952 +2%
VCM
231
Vivaldi Capital Management
Illinois
$1.13M +$50.9K +2,668 +5%
AAIM
232
Asset Advisors Investment Management
Georgia
$1.11M +$1.12M +58,552 New
CCA
233
Clearwater Capital Advisors
Illinois
$1.09M +$646K +33,852 +145%
MCM
234
Mengis Capital Management
Oregon
$1.08M -$13.5K -708 -1%
MGIA
235
Moneta Group Investment Advisors
Missouri
$1.08M +$132K +6,924 +14%
OC
236
Oarsman Capital
Wisconsin
$1.08M -$24.9K -1,308 -2%
YWP
237
YorkBridge Wealth Partners
New York
$1.07M -$279K -14,616 -20%
DSN
238
D. Scott Neal
Kentucky
$1.07M +$1.07M +56,252 New
APG
239
Abacus Planning Group
South Carolina
$1.06M +$19.5K +1,024 +2%
BAMG
240
Brand Asset Management Group
Missouri
$1.05M +$6.1K +320 +0.6%
CFIA
241
Cantor Fitzgerald Investment Advisors
New York
$1.05M -$9.69K -508 -0.9%
BFPW
242
BOK Financial Private Wealth
Colorado
$1.04M -$59.8K -3,136 -5%
AFP
243
Ausdal Financial Partners
Iowa
$1.01M +$62.4K +3,272 +7%
RC
244
Roundview Capital
New Jersey
$988K +$196K +10,288 +25%
BCI
245
Brinker Capital Investments
Pennsylvania
$983K +$47.7K +2,500 +5%
BBA
246
BLB&B Advisors
Pennsylvania
$962K -$268K -14,080 -22%
MML Investors Services
247
MML Investors Services
Massachusetts
$957K +$369K +19,340 +63%
3C
248
361 Capital
Colorado
$951K -$32.3K -1,692 -3%
WWM
249
Windsor Wealth Management
Indiana
$944K +$945K +49,580 New
VAS
250
Valicenti Advisory Services
New York
$941K +$942K +49,408 New

SCHA Hedge Fund Activity: Q3 2018 in Review

510 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2018, worth a combined $3.72B — up 12% from $3.32B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new SCHA positions and 23 closed out — a net gain of 32 holders — while 258 added to existing stakes and 140 trimmed.

The largest buyer was Piershale Financial Group, opening a new position worth an estimated $70.7M. The largest seller was QCI Asset Management, cutting an estimated $15.8M.

  • 510 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2018, up from 483 in Q2 2018.
  • Funds reported $3.72B of Schwab U.S Small- Cap ETF stock for Q3 2018, up 12% quarter-over-quarter.
  • 55 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2018 and 23 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2018 was Piershale Financial Group, an estimated $70.7M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2018 was QCI Asset Management, an estimated $15.8M sold.

Based on aggregated 13F filings for Q3 2018.