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Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

227 hedge funds and large institutions have $762M invested in Schwab U.S Small- Cap ETF in 2015 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 119 increasing their positions, 57 reducing their positions, and 22 closing their positions.

Holders
227
Holders Change
+10
Holders Change %
+4.61%
% of All Funds
5.96%
Holding in Top 10
25
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.66%
New
35
Increased
119
Reduced
57
Closed
22
Calls
$285K
Puts
$427K
Net Calls
-$142K
Net Calls Change
-$1.49M

Top Buyers

1
CSIA
1
Charles Schwab Investment Advisory
California
$256M
2
BO
2
BRR OpCo
Ohio
$11.9M
3
Allianz Asset Management
3
Allianz Asset Management
Germany
$9.54M
4
CCM
4
CWH Capital Management
Washington
$10.3M
5
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$21M

Top Sellers

1
FMP
1
Financial Management Professionals
Texas
$61K
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$465K
3
Mariner
3
Mariner
Kansas
$807K
4
SHJ
4
Sharkey, Howes & Javer
Colorado
$9.15M
5
SAM
5
Summit Asset Management
Tennessee
$660K
Name Market Value Shares Shares
Change 		Shares
Change %
KF
226
Krilogy Financial
Missouri
– – -106,884 Closed
CA
227
Capital Advantage
California
– – -89,528 Closed
KIA
228
KCM Investment Advisors
California
– – -78,268 Closed
CPA
229
Capital Planning Advisors
California
– – -49,712 Closed
CWM
230
Concert Wealth Management
California
– – -20,100 Closed
B
231
Bailard
California
– – -19,644 Closed
SG
232
Somerset Group
Minnesota
– – -19,560 Closed
HB
233
Homrich & Berg
Georgia
– – -19,012 Closed
GWCM
234
Godshalk Welsh Capital Management
Pennsylvania
– – -16,640 Closed
CK
235
Carnick & Kubik
Colorado
– – -6,712 Closed
MGIA
236
Moneta Group Investment Advisors
Missouri
– – -6,432 Closed
CCS
237
Crosspoint Capital Strategies
California
– – -5,680 Closed
Simplex Trading
238
Simplex Trading
Illinois
– – -4,032 Closed
Northwestern Mutual Wealth Management
239
Northwestern Mutual Wealth Management
Wisconsin
– – -2,892 Closed
ZB
240
Zions Bancorporation
Utah
– – -1,352 Closed
HCMT
241
Highland Capital Management (Tennessee)
Tennessee
– – -1,280 Closed
RCG
242
Ruggie Capital Group
Florida
– – -800 Closed
BCM
243
Brookstone Capital Management
Illinois
– – -776 Closed
RIA
244
Regal Investment Advisors
Michigan
– – -492 Closed
JIC
245
Joel Isaacson & Co
New York
– – -208 Closed
W
246
Wealthfront
California
– – -20 Closed
CFA
247
Carroll Financial Associates
North Carolina
– – -16 Closed
CG
248
Cutler Group
California
– – – –
Parallax Volatility Advisers
249
Parallax Volatility Advisers
California
$0 4 – –
NMIS
250
Northwestern Mutual Investment Services
Wisconsin
$0 32 +32 New
6 7 8 9
10