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Schwab U.S Small- Cap ETF
SCHA

227 hedge funds and large institutions have $762M invested in Schwab U.S Small- Cap ETF in 2015 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 119 increasing their positions, 57 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

109% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 57

59% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 22

15% more capital invested

Capital invested by funds: $661M → $762M (+$101M)

6.72% more ownership

Funds ownership: 94.13% → 100.85% (+6.7%)

5% more funds holding

Funds holding: 217 → 227 (+10)

0% more funds holding in top 10

Funds holding in top 10: 25 → 25 (0)

33% less call options, than puts

Call options by funds: $285K | Put options by funds: $427K

Holders
227
Holders Change
+10
Holders Change %
+4.61%
% of All Funds
5.95%
Holding in Top 10
25
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.66%
New
35
Increased
119
Reduced
57
Closed
22
Calls
$285K
Puts
$427K
Net Calls
-$142K
Net Calls Change
-$1.49M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$44.5M
2
BO
BRR OpCo
Ohio
+$12.2M
3
Allianz Asset Management
Allianz Asset Management
Germany
+$9.77M
4
CCM
CWH Capital Management
Washington
+$5.22M
5
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$5.02M

Top Sellers

1
FMP
Financial Management Professionals
Texas
-$17.9M
2
PFG
Piershale Financial Group
Illinois
-$14.8M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$8.3M
4
Mariner
Mariner
Kansas
-$5.11M
5
SHJ
Sharkey, Howes & Javer
Colorado
-$4.62M
Name Holding Trade Value Shares
Change 		Change in
Stake
KF
226
Krilogy Financial
Missouri
– -$1.36M -106,884 Closed
CA
227
Capital Advantage
California
– -$1.14M -89,528 Closed
KIA
228
KCM Investment Advisors
California
– -$994K -78,268 Closed
CPA
229
Capital Planning Advisors
California
– -$631K -49,712 Closed
CWM
230
Concert Wealth Management
California
– -$255K -20,100 Closed
B
231
Bailard
California
– -$249K -19,644 Closed
SG
232
Somerset Group
Minnesota
– -$248K -19,560 Closed
HB
233
Homrich & Berg
Georgia
– -$241K -19,012 Closed
GWCM
234
Godshalk Welsh Capital Management
Pennsylvania
– -$211K -16,640 Closed
CK
235
Carnick & Kubik
Colorado
– -$85.2K -6,712 Closed
MGIA
236
Moneta Group Investment Advisors
Missouri
– -$82K -6,432 Closed
CCS
237
Crosspoint Capital Strategies
California
– -$72K -5,680 Closed
Simplex Trading
238
Simplex Trading
Illinois
– -$51K -4,032 Closed
Northwestern Mutual Wealth Management
239
Northwestern Mutual Wealth Management
Wisconsin
– -$37K -2,892 Closed
ZB
240
Zions Bancorporation
Utah
– -$17K -1,352 Closed
HCMT
241
Highland Capital Management (Tennessee)
Tennessee
– -$16K -1,280 Closed
RCG
242
Ruggie Capital Group
Florida
– -$11K -800 Closed
BCM
243
Brookstone Capital Management
Illinois
– -$10K -776 Closed
RIA
244
Regal Investment Advisors
Michigan
– -$6K -492 Closed
JIC
245
Joel Isaacson & Co
New York
– -$3K -208 Closed
NMIS
246
Northwestern Mutual Investment Services
Wisconsin
– +$427 +32 New
6 7 8 9
10

SCHA Hedge Fund Activity: Q4 2015 in Review

227 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2015, worth a combined $762M — up 15% from $661M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new SCHA positions and 22 closed out — a net gain of 13 holders — while 119 added to existing stakes and 57 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $44.5M. The largest seller was Financial Management Professionals, cutting an estimated $17.9M.

  • 227 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2015, up from 217 in Q3 2015.
  • Funds reported $762M of Schwab U.S Small- Cap ETF stock for Q4 2015, up 15% quarter-over-quarter.
  • 35 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2015 and 22 closed out, a net change of +13 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2015 was Charles Schwab Investment Advisory, an estimated $44.5M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2015 was Financial Management Professionals, an estimated $17.9M sold.

Based on aggregated 13F filings for Q4 2015.