RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

53 hedge funds and large institutions have $72.1M invested in RiverNorth Opportunities Fund in 2023 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 23 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
53
Holders Change
+11
Holders Change %
+26.19%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
23
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$33.3M
2
CCP
2
Clough Capital Partners
Massachusetts
$1.54M
3
TVAMP
3
Tennessee Valley Asset Management Partners
Tennessee
$2.1M
4
PS
4
Principal Securities
Iowa
$1.26M
5
LCM
5
Landscape Capital Management
New Jersey
$966K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$0
2
Osaic Holdings
2
Osaic Holdings
Arizona
$1.4M
3
SPC
3
Sigma Planning Corp
Michigan
$256K
4
SFS
4
Shaker Financial Services
Virginia
$364K
5
SWM
5
SeaCrest Wealth Management
New York
$251K
Name Market Value Shares Shares
Change 		Shares
Change %
SBIA
26
Sheaff Brock Investment Advisors
Indiana
$363K 33,000 +9,500 +40%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$338K 30,723 -2,984 -9%
BWM
28
BlackDiamond Wealth Management
New York
$337K 28,936 +28,936 New
USCWA
29
U.S. Capital Wealth Advisors
Texas
$328K 29,819 -3,785 -11%
PAG
30
Private Advisor Group
New Jersey
$323K 29,416 +514 +2%
WS
31
Wedbush Securities
California
$320K 29,076 +2,809 +11%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$272K 24,732 +24,732 New
WAM
33
Wolverine Asset Management
Illinois
$270K 24,545 +24,545 New
SPC
34
Sigma Planning Corp
Michigan
$256K 23,331 -18,815 -45%
SWM
35
SeaCrest Wealth Management
New York
$251K 22,448 -9,711 -30%
CW
36
Channel Wealth
California
$243K 22,121 -4,275 -16%
WIM
37
Westside Investment Management
California
$233K 21,200 – –
UBS Group
38
UBS Group
Switzerland
$216K 19,678 +4,160 +27%
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
$179K 16,259 +16,259 New
HighTower Advisors
40
HighTower Advisors
Illinois
$137K 12,500 – –
CA
41
CoreCap Advisors
Michigan
$137K 12,425 +1,600 +15%
AWS
42
Atria Wealth Solutions
New York
$134K 12,223 +12,223 New
MSAM
43
Moloney Securities Asset Management
Missouri
$134K 12,147 +12,147 New
TCA
44
Transcend Capital Advisors
New Jersey
$132K 12,054 +12,054 New
CIBC Private Wealth Group
45
CIBC Private Wealth Group
Georgia
$130K 11,790 – –
FFA
46
Farther Finance Advisors
California
$77.8K 7,082 +7,082 New
BBPWM
47
Blue Bell Private Wealth Management
Pennsylvania
$49.3K 4,486 +4,486 New
ASN
48
Advisory Services Network
Georgia
$31.9K 2,907 +2,907 New
National Bank of Canada
49
National Bank of Canada
Quebec, Canada
$28.9K 2,639 +2,639 New
OLVIG
50
Oliver Lagore Vanvalin Investment Group
Michigan
$26.4K 2,400 – –
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2
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