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RIV

RiverNorth Opportunities Fund
RIV

39 hedge funds and large institutions have $49.8M invested in RiverNorth Opportunities Fund in 2022 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

78% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 9

50% more capital invested

Capital invested by funds: $33.1M → $49.8M (+$16.7M)

18% more funds holding

Funds holding: 33 → 39 (+6)

4.2% more ownership

Funds ownership: 14.92% → 19.12% (+4.2%)

Holders
39
Holders Change
+6
Holders Change %
+18.18%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
+$13.1M
2
Wells Fargo
Wells Fargo
California
+$1.07M
3
Bank of America
Bank of America
North Carolina
+$758K
4
Baird Financial Group
Baird Financial Group
Wisconsin
+$535K
5
BRWA
B. Riley Wealth Advisors
Florida
+$450K

Top Sellers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
-$227K
2
BMCM
Bryn Mawr Capital Management
Pennsylvania
-$130K
3
UBS Group
UBS Group
Switzerland
-$40.5K
4
SWM
SeaCrest Wealth Management
New York
-$33.6K
5
BWA
BDO Wealth Advisors
Florida
-$28.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWS
26
Atria Wealth Solutions
New York
$172K +$174K +13,967 New
BFEC
27
Benjamin F. Edwards & Company
Missouri
$158K +$76.1K +6,119 +90%
HighTower Advisors
28
HighTower Advisors
Illinois
$154K – – –
Stifel Financial
29
Stifel Financial
Missouri
$147K – – –
CA
30
CoreCap Advisors
Michigan
$145K -$933 -75 -0.6%
UBS Group
31
UBS Group
Switzerland
$137K -$40.5K -3,256 -23%
LCM
32
Landscape Capital Management
New Jersey
$126K -$4.58K -368 -3%
ASN
33
Advisory Services Network
Georgia
$37.7K +$38.2K +3,069 New
OLVIG
34
Oliver Lagore Vanvalin Investment Group
Michigan
$12.3K +$12.4K +1,000 New
GWM
35
Geneos Wealth Management
Colorado
$3.81K – – –
MWM
36
MinichMacGregor Wealth Management
New York
$3.68K +$3.73K +300 New
PAG
37
Private Advisor Group
New Jersey
$264 +$4.53K +364 +2%
WIM
38
Westside Investment Management
California
$260 +$264K +21,200 New
Fidelity Investments
39
Fidelity Investments
Massachusetts
$12 – – –
BMCM
40
Bryn Mawr Capital Management
Pennsylvania
– -$130K -10,633 Closed
WWMSC
41
Wagner Wealth Management (South Carolina)
South Carolina
– -$9K -769 Closed
1
2

RIV Hedge Fund Activity: Q4 2022 in Review

39 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q4 2022, worth a combined $49.8M — up 50% from $33.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new RIV positions and 2 closed out — a net gain of 6 holders — while 16 added to existing stakes and 9 trimmed.

The largest buyer was Sit Investment Associates, opening a new position worth an estimated $13.1M. The largest seller was Osaic Holdings, cutting an estimated $227K.

  • 39 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q4 2022, up from 33 in Q3 2022.
  • Funds reported $49.8M of RiverNorth Opportunities Fund stock for Q4 2022, up 50% quarter-over-quarter.
  • 8 funds opened new RiverNorth Opportunities Fund positions in Q4 2022 and 2 closed out, a net change of +6 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q4 2022 was Sit Investment Associates, an estimated $13.1M added.
  • The largest RiverNorth Opportunities Fund seller in Q4 2022 was Osaic Holdings, an estimated $227K sold.

Based on aggregated 13F filings for Q4 2022.