RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

35 hedge funds and large institutions have $43.3M invested in RiverNorth Opportunities Fund in 2022 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 11 closing their positions.

Holders
35
Holders Change
-6
Holders Change %
-14.63%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
11
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$20.7M
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$563K
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$1.44M
4
Osaic Holdings
4
Osaic Holdings
Arizona
$1.58M
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$4.13M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$3.74M
2
BI
2
Bulldog Investors
New Jersey
$0
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.71M
4
LPL Financial
4
LPL Financial
California
$593K
5
SFS
5
Shaker Financial Services
Virginia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
TVAMP
26
Tennessee Valley Asset Management Partners
Tennessee
$213K 13,332 +13,332 New
HighTower Advisors
27
HighTower Advisors
Illinois
$200K 12,500 – –
Stifel Financial
28
Stifel Financial
Missouri
$200K 12,499 +500 +4%
BMCM
29
Bryn Mawr Capital Management
Pennsylvania
$189K 11,827 +744 +7%
UBS Group
30
UBS Group
Switzerland
$186K 11,676 -1,337 -10%
BFEC
31
Benjamin F. Edwards & Company
Missouri
$132K 8,293 +468 +6%
Citigroup
32
Citigroup
New York
$20K 1,238 – –
EIP
33
Ellis Investment Partners
Pennsylvania
$17K 1,090 +50 +5%
GWM
34
Geneos Wealth Management
Colorado
$4K 310 +310 New
BI
35
Bulldog Investors
New Jersey
– – -195,479 Closed
SFS
36
Shaker Financial Services
Virginia
– – -53,473 Closed
BRWM
37
B. Riley Wealth Management
Tennessee
– – -50,985 Closed
AUIM
38
Aegon USA Investment Management
Iowa
– – -47,765 Closed
WAM
39
Wolverine Asset Management
Illinois
– – -30,018 Closed
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
– – -24,201 Closed
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
– – -14,012 Closed
LIG
42
Lokken Investment Group
Delaware
– – -10,790 Closed
CA
43
CoreCap Advisors
Michigan
– – -7,100 Closed
WWM
44
Wagner Wealth Management
South Carolina
– – -844 Closed
TRCT
45
Tower Research Capital (TRC)
New York
– – -17 Closed
CFGS
46
Concourse Financial Group Securities
Alabama
– – – –
Fidelity Investments
47
Fidelity Investments
Massachusetts
$0 1 +1 New
1
2