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ALPS Strategic Income Fund

30 hedge funds and large institutions have $293M invested in ALPS Strategic Income Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

3% more funds holding

Funds holding: 2930 (+1)

0.13% more ownership

Funds ownership: 90.13%90.26% (+0.13%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

26% less capital invested

Capital invested by funds: $394M → $293M (-$102M)

40% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 15

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.8%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
5
Increased
9
Reduced
15
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$195M -$79.7M -3,230,271 -29%
RJA
2
Raymond James & Associates
Florida
$42.1M -$19.9M -805,010 -32%
BTS
3
BB&T Securities
Virginia
$15.2M -$4.31M -174,937 -22%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$7.22M -$1.67M -67,708 -19%
Morgan Stanley
5
Morgan Stanley
New York
$7M +$505K +20,481 +8%
Stifel Financial
6
Stifel Financial
Missouri
$6.86M +$6.55M +265,526 +2,533%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$5.83M -$2.1M -85,282 -27%
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$3.04M -$496K -20,119 -14%
UBS Group
9
UBS Group
Switzerland
$2.55M -$2.16M -87,596 -46%
Jane Street
10
Jane Street
New York
$1.97M +$1.1M +44,404 +128%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.73M -$911K -36,956 -35%
VC
12
Vicus Capital
Pennsylvania
$983K -$32.6K -1,322 -3%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$397K +$26.3K +1,066 +7%
AG
14
Advisor Group
Arizona
$377K +$375K +15,188 New
SWP
15
Stratos Wealth Partners
Ohio
$369K +$79.8K +3,237 +28%
MFS
16
MSI Financial Services
Massachusetts
$344K -$122K -4,935 -26%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$303K -$2.43M -98,346 -89%
FA
18
FDx Advisors
Illinois
$279K -$163K -6,627 -37%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$263K +$31.8K +1,288 +14%
3AM
20
3D Asset Management
Connecticut
$263K +$260K +10,561 New
S
21
SignatureFD
Georgia
$226K -$157K -6,370 -41%
AWMS
22
Advocacy Wealth Management Services
Georgia
$60K -$24.4K -989 -29%
WAS
23
Winch Advisory Services
Wisconsin
$53K +$863 +35 +2%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$45K +$148 +6 +0.3%
HI
25
Hudock Inc
Pennsylvania
$43K -$20K -812 -32%

RIGS Hedge Fund Activity: Q2 2016 in Review

30 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q2 2016, worth a combined $293M — down 26% from $394M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new RIGS positions and 3 closed out — a net gain of 2 holders — while 9 added to existing stakes and 15 trimmed.

The largest buyer was Stifel Financial, adding an estimated $6.55M. The largest seller was RiverFront Investment Group, cutting an estimated $79.7M.

  • 30 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q2 2016, up from 29 in Q1 2016.
  • Funds reported $293M of ALPS Strategic Income Fund stock for Q2 2016, down 26% quarter-over-quarter.
  • 5 funds opened new ALPS Strategic Income Fund positions in Q2 2016 and 3 closed out, a net change of +2 holders.
  • The largest ALPS Strategic Income Fund buyer in Q2 2016 was Stifel Financial, an estimated $6.55M added.
  • The largest ALPS Strategic Income Fund seller in Q2 2016 was RiverFront Investment Group, an estimated $79.7M sold.

Based on aggregated 13F filings for Q2 2016.