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ALPS Strategic Income Fund

42 hedge funds and large institutions have $50.8M invested in ALPS Strategic Income Fund in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

7.82% more ownership

Funds ownership: 40.07%47.89% (+7.8%)

7% more capital invested

Capital invested by funds: $47.7M → $50.8M (+$3.14M)

0% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 15

5% less funds holding

Funds holding: 4442 (-2)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
0.74%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
15
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$11M +$10M +405,314 +970%
ECA
2
Elevated Capital Advisors
Utah
$6.78M +$6.41M +259,317 +1,802%
Koshinski Asset Management
3
Koshinski Asset Management
Illinois
$4M +$51.2K +2,070 +1%
Morgan Stanley
4
Morgan Stanley
New York
$3.41M -$3.23M -130,797 -49%
RIG
5
RiverFront Investment Group
Virginia
$2.63M -$2.23M -90,109 -46%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$2.35M +$386K +15,630 +20%
Truist Financial
7
Truist Financial
North Carolina
$1.96M -$1.03M -41,661 -34%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.94M -$197K -7,968 -9%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.8M +$236K +9,564 +15%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$1.4M -$55.8K -2,258 -4%
Citadel Advisors
11
Citadel Advisors
Florida
$1.3M -$2.7M -109,249 -67%
SPC
12
Sigma Planning Corp
Michigan
$1.2M +$35.3K +1,430 +3%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.16M +$36.2K +1,464 +3%
AssetMark Inc
14
AssetMark Inc
California
$1.01M +$40.8K +1,649 +4%
UBS Group
15
UBS Group
Switzerland
$920K +$59.2K +2,396 +7%
AA
16
Advisory Alpha
Michigan
$911K +$913K +36,929 New
AFP
17
Ausdal Financial Partners
Iowa
$702K +$45.5K +1,840 +7%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$636K -$94.6K -3,829 -13%
Creative Planning
19
Creative Planning
Kansas
$616K
LPL Financial
20
LPL Financial
California
$589K +$40.1K +1,624 +7%
RJA
21
Raymond James & Associates
Florida
$580K -$25.2K -1,021 -4%
CAC
22
Certified Advisory Corp
Florida
$573K +$575K +23,248 New
WGCA
23
Wolf Group Capital Advisors
Virginia
$456K +$3.24K +131 +0.7%
IA
24
IFG Advisory
Georgia
$450K -$21.7K -877 -5%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$384K +$64.5K +2,610 +20%

RIGS Hedge Fund Activity: Q1 2021 in Review

42 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q1 2021, worth a combined $50.8M — up 6.6% from $47.7M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of RIGS and 5 opened new positions — a net loss of 2 holders — while 15 trimmed existing stakes and 15 added.

The largest buyer was Royal Bank of Canada, adding an estimated $10M. The largest seller was Morgan Stanley, cutting an estimated $3.23M.

  • 42 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q1 2021, down from 44 in Q4 2020.
  • Funds reported $50.8M of ALPS Strategic Income Fund stock for Q1 2021, up 6.6% quarter-over-quarter.
  • 5 funds opened new ALPS Strategic Income Fund positions in Q1 2021 and 7 closed out, a net change of -2 holders.
  • The largest ALPS Strategic Income Fund buyer in Q1 2021 was Royal Bank of Canada, an estimated $10M added.
  • The largest ALPS Strategic Income Fund seller in Q1 2021 was Morgan Stanley, an estimated $3.23M sold.

Based on aggregated 13F filings for Q1 2021.