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ALPS Strategic Income Fund

30 hedge funds and large institutions have $252M invested in ALPS Strategic Income Fund in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

7% more funds holding

Funds holding: 2830 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3.16% less ownership

Funds ownership: 88.97%85.81% (-3.2%)

13% less capital invested

Capital invested by funds: $291M → $252M (-$38.8M)

33% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 15

Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
10
Reduced
15
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$155M -$28.7M -1,141,891 -16%
RJA
2
Raymond James & Associates
Florida
$33.1M -$6.5M -258,086 -16%
BTS
3
BB&T Securities
Virginia
$12.2M -$3.67M -145,962 -23%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$10M -$1.2M -47,764 -11%
Stifel Financial
5
Stifel Financial
Missouri
$9.04M +$855K +33,964 +10%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$6.98M -$1.44M -57,333 -17%
Morgan Stanley
7
Morgan Stanley
New York
$5.77M -$1.68M -66,636 -23%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$4.4M -$1.09M -43,230 -20%
Koshinski Asset Management
9
Koshinski Asset Management
Illinois
$2.55M +$419K +16,629 +20%
UBS Group
10
UBS Group
Switzerland
$2.49M +$245K +9,725 +11%
GLA
11
Good Life Advisors
Pennsylvania
$2.3M +$2.29M +91,031 New
CWM
12
Cornerstone Wealth Management
Missouri
$2.09M +$488K +19,399 +31%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.43M -$405K -16,081 -22%
VC
14
Vicus Capital
Pennsylvania
$930K +$35.2K +1,397 +4%
VKH
15
Virtu KCG Holdings
New York
$720K +$718K +28,538 New
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$680K +$52.6K +2,091 +8%
CIBC World Market
17
CIBC World Market
Ontario, Canada
$538K +$309K +12,266 +136%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$421K -$17.5K -694 -4%
SWP
19
Stratos Wealth Partners
Ohio
$382K +$125K +4,973 +49%
FA
20
FDx Advisors
Illinois
$333K -$27.4K -1,090 -8%
Wells Fargo
21
Wells Fargo
California
$293K -$34.4K -1,368 -11%
AG
22
Advisor Group
Arizona
$229K -$33K -1,309 -13%
BFEC
23
Benjamin F. Edwards & Company
Missouri
$154K +$104K +4,140 +212%
BTIS
24
BB&T Investment Services
North Carolina
$70K +$21.6K +858 +45%
SSB
25
Sandy Spring Bank
Maryland
$57K +$56.6K +2,248 New

RIGS Hedge Fund Activity: Q1 2017 in Review

30 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q1 2017, worth a combined $252M — down 13% from $291M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new RIGS positions and 1 closed out — a net gain of 3 holders — while 10 added to existing stakes and 15 trimmed.

The largest buyer was Good Life Advisors, opening a new position worth an estimated $2.29M. The largest seller was RiverFront Investment Group, cutting an estimated $28.7M.

  • 30 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q1 2017, up from 28 in Q4 2016.
  • Funds reported $252M of ALPS Strategic Income Fund stock for Q1 2017, down 13% quarter-over-quarter.
  • 4 funds opened new ALPS Strategic Income Fund positions in Q1 2017 and 1 closed out, a net change of +3 holders.
  • The largest ALPS Strategic Income Fund buyer in Q1 2017 was Good Life Advisors, an estimated $2.29M added.
  • The largest ALPS Strategic Income Fund seller in Q1 2017 was RiverFront Investment Group, an estimated $28.7M sold.

Based on aggregated 13F filings for Q1 2017.