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ALPS Strategic Income Fund

42 hedge funds and large institutions have $58M invested in ALPS Strategic Income Fund in 2023 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 22 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 13

4% more capital invested

Capital invested by funds: $55.8M → $58M (+$2.17M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3.1% less ownership

Funds ownership: 54.02%50.92% (-3.1%)

11% less funds holding

Funds holding: 4742 (-5)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
42
Holders Change
-5
Holders Change %
-10.64%
% of All Funds
0.67%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
22
Reduced
13
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ECA
1
Elevated Capital Advisors
Utah
$8.16M +$294K +12,882 +4%
CAN
2
Cetera Advisor Networks
California
$5.25M +$4.41M +193,559 +557%
Morgan Stanley
3
Morgan Stanley
New York
$5.12M -$2.21M -96,846 -30%
RIG
4
RiverFront Investment Group
Virginia
$4.95M +$61.6K +2,702 +1%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$3.01M +$111K +4,882 +4%
CAC
6
Certified Advisory Corp
Florida
$2.84M +$2.49M +109,123 +761%
Osaic Holdings
7
Osaic Holdings
Arizona
$2.51M -$171K -7,488 -6%
UBS Group
8
UBS Group
Switzerland
$2.39M +$1.34M +58,797 +130%
Truist Financial
9
Truist Financial
North Carolina
$2.06M +$107K +4,715 +6%
Jane Street
10
Jane Street
New York
$1.97M -$1.15M -50,383 -37%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.63M -$194K -8,488 -11%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.55M -$42.8K -1,878 -3%
MF
13
Meridian Financial
Massachusetts
$1.45M +$77.5K +3,401 +6%
RJA
14
Raymond James & Associates
Florida
$1.3M +$619K +27,168 +92%
CWM
15
Capital Wealth Management
Rhode Island
$1.28M +$1.27M +55,673 New
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.23M
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.15M +$286K +12,537 +34%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$1.06M -$38.3K -1,682 -4%
PAG
19
Private Advisor Group
New Jersey
$997K +$162K +7,113 +20%
PFS
20
Prospera Financial Services
Texas
$970K +$84K +3,683 +10%
AFP
21
Ausdal Financial Partners
Iowa
$812K -$16.1K -705 -2%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$661K +$6.68K +293 +1%
AssetMark Inc
23
AssetMark Inc
California
$650K -$21.3K -933 -3%
IA
24
IFG Advisory
Georgia
$632K +$103K +4,515 +20%
LPL Financial
25
LPL Financial
California
$594K +$10.8K +473 +2%

RIGS Hedge Fund Activity: Q1 2023 in Review

42 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q1 2023, worth a combined $58M — up 3.9% from $55.8M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of RIGS and 3 opened new positions — a net loss of 3 holders — while 13 trimmed existing stakes and 22 added.

The largest buyer was Cetera Advisor Networks, adding an estimated $4.41M. The largest seller was TAP Consulting, cutting an estimated $3.97M.

  • 42 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q1 2023, down from 47 in Q4 2022.
  • Funds reported $58M of ALPS Strategic Income Fund stock for Q1 2023, up 3.9% quarter-over-quarter.
  • 3 funds opened new ALPS Strategic Income Fund positions in Q1 2023 and 6 closed out, a net change of -3 holders.
  • The largest ALPS Strategic Income Fund buyer in Q1 2023 was Cetera Advisor Networks, an estimated $4.41M added.
  • The largest ALPS Strategic Income Fund seller in Q1 2023 was TAP Consulting, an estimated $3.97M sold.

Based on aggregated 13F filings for Q1 2023.