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ALPS Strategic Income Fund

44 hedge funds and large institutions have $280M invested in ALPS Strategic Income Fund in 2017 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

163% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 8

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

7% more funds holding

Funds holding: 4144 (+3)

3% more capital invested

Capital invested by funds: $272M → $280M (+$7.46M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.91% less ownership

Funds ownership: 83.34%82.43% (-0.91%)

Holders
44
Holders Change
+3
Holders Change %
+7.32%
% of All Funds
1%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
7
Increased
21
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$157M +$307K +12,157 +0.2%
RJA
2
Raymond James & Associates
Florida
$34.5M +$1.31M +51,640 +4%
BTS
3
BB&T Securities
Virginia
$15.4M +$703K +27,808 +5%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$11.3M +$157K +6,200 +1%
Stifel Financial
5
Stifel Financial
Missouri
$10.2M +$566K +22,389 +6%
Morgan Stanley
6
Morgan Stanley
New York
$8.41M +$838K +33,124 +11%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$7.96M +$524K +20,702 +7%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$6.63M +$2.27M +89,778 +52%
Koshinski Asset Management
9
Koshinski Asset Management
Illinois
$4.59M +$1.04M +40,954 +29%
GLA
10
Good Life Advisors
Pennsylvania
$3.73M +$171K +6,769 +5%
GFPC
11
Global Financial Private Capital
Florida
$2.85M +$2.86M +113,207 New
CWM
12
Cornerstone Wealth Management
Missouri
$2.6M +$69.4K +2,745 +3%
VC
13
Vicus Capital
Pennsylvania
$2.14M -$128K -5,058 -6%
UBS Group
14
UBS Group
Switzerland
$1.89M -$549K -21,722 -22%
SPIA
15
Steward Partners Investment Advisory
New York
$1.8M +$1.06M +42,108 +144%
MML Investors Services
16
MML Investors Services
Massachusetts
$1.38M +$117K +4,620 +9%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$1.21M -$845K -33,413 -41%
IA
18
IFG Advisory
Georgia
$1.19M +$1.2M +47,337 New
CIBC World Market
19
CIBC World Market
Ontario, Canada
$934K +$35.2K +1,391 +4%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$646K -$44.5K -1,761 -6%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$631K +$181K +7,148 +40%
BTIS
22
BB&T Investment Services
North Carolina
$431K +$103K +4,068 +31%
LPL Financial
23
LPL Financial
California
$416K +$41.6K +1,645 +11%
CFA
24
Cahill Financial Advisors
Minnesota
$378K
SWP
25
Stratos Wealth Partners
Ohio
$370K +$36.6K +1,447 +11%

RIGS Hedge Fund Activity: Q4 2017 in Review

44 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q4 2017, worth a combined $280M — up 2.7% from $272M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new RIGS positions and 4 closed out — a net gain of 3 holders — while 21 added to existing stakes and 8 trimmed.

The largest buyer was Global Financial Private Capital, opening a new position worth an estimated $2.86M. The largest seller was Virtu Financial, exiting entirely with an estimated $943K sold.

  • 44 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q4 2017, up from 41 in Q3 2017.
  • Funds reported $280M of ALPS Strategic Income Fund stock for Q4 2017, up 2.7% quarter-over-quarter.
  • 7 funds opened new ALPS Strategic Income Fund positions in Q4 2017 and 4 closed out, a net change of +3 holders.
  • The largest ALPS Strategic Income Fund buyer in Q4 2017 was Global Financial Private Capital, an estimated $2.86M added.
  • The largest ALPS Strategic Income Fund seller in Q4 2017 was Virtu Financial, an estimated $943K sold.

Based on aggregated 13F filings for Q4 2017.