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ALPS Strategic Income Fund

56 hedge funds and large institutions have $87.5M invested in ALPS Strategic Income Fund in 2019 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 19

0% more capital invested

Capital invested by funds: $87.4M → $87.5M (+$66.2K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.71% less ownership

Funds ownership: 56.45%53.74% (-2.7%)

5% less funds holding

Funds holding: 5956 (-3)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
56
Holders Change
-3
Holders Change %
-5.08%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
21
Reduced
19
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$9.59M -$824K -33,161 -8%
Morgan Stanley
2
Morgan Stanley
New York
$8.89M -$142K -5,731 -2%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$8.16M +$301K +12,099 +4%
GFPC
4
Global Financial Private Capital
Florida
$6.76M +$908K +36,525 +16%
BTS
5
BB&T Securities
Virginia
$6.23M -$2.44M -98,112 -28%
VC
6
Vicus Capital
Pennsylvania
$4.13M +$164K +6,616 +4%
CWM
7
Cornerstone Wealth Management
Missouri
$3.66M +$340K +13,692 +10%
FF
8
Fluent Financial
Texas
$3.58M -$385K -15,511 -10%
GLA
9
Good Life Advisors
Pennsylvania
$3.49M +$82K +3,302 +2%
SIA
10
Strategic Investment Advisors
Michigan
$3.06M +$295K +11,856 +11%
Jane Street
11
Jane Street
New York
$2.6M +$949K +38,206 +58%
LPL Financial
12
LPL Financial
California
$2.09M +$752K +30,271 +56%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.02M +$180K +7,255 +10%
RJA
14
Raymond James & Associates
Florida
$1.82M -$22.6K -908 -1%
SPIA
15
Steward Partners Investment Advisory
New York
$1.57M -$97.2K -3,913 -6%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.55M +$160K +6,429 +11%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1.38M +$100K +4,027 +8%
CCFM
18
Clear Creek Financial Management
Washington
$1.34M -$159K -6,399 -11%
FFN
19
Focus Financial Network
Minnesota
$1.32M +$1.32M +53,072 New
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$1.31M +$201K +8,086 +18%
PFS
21
Prospera Financial Services
Texas
$1.26M +$4K +161 +0.3%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$1.05M +$113K +4,561 +12%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$945K -$763K -30,693 -45%
Citadel Advisors
24
Citadel Advisors
Florida
$939K -$242K -9,739 -20%
SPC
25
Sigma Planning Corp
Michigan
$925K +$5.67K +228 +0.6%

RIGS Hedge Fund Activity: Q3 2019 in Review

56 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q3 2019, worth a combined $87.5M — up 0.08% from $87.4M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of RIGS and 3 opened new positions — a net loss of 3 holders — while 19 trimmed existing stakes and 21 added.

The largest buyer was Focus Financial Network, opening a new position worth an estimated $1.32M. The largest seller was BB&T Securities, cutting an estimated $2.44M.

  • 56 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q3 2019, down from 59 in Q2 2019.
  • Funds reported $87.5M of ALPS Strategic Income Fund stock for Q3 2019, up 0.08% quarter-over-quarter.
  • 3 funds opened new ALPS Strategic Income Fund positions in Q3 2019 and 6 closed out, a net change of -3 holders.
  • The largest ALPS Strategic Income Fund buyer in Q3 2019 was Focus Financial Network, an estimated $1.32M added.
  • The largest ALPS Strategic Income Fund seller in Q3 2019 was BB&T Securities, an estimated $2.44M sold.

Based on aggregated 13F filings for Q3 2019.