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ALPS Strategic Income Fund

45 hedge funds and large institutions have $63.9M invested in ALPS Strategic Income Fund in 2021 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

26% more capital invested

Capital invested by funds: $50.8M → $63.9M (+$13.1M)

7% more funds holding

Funds holding: 4245 (+3)

0.06% less ownership

Funds ownership: 47.89%47.83% (-0.06%)

20% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 15

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
12
Reduced
15
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$18.3M +$7.22M +291,352 +65%
PCIA
2
Prime Capital Investment Advisors
Kansas
$6.08M +$4.5M +181,739 New
TC
3
TAP Consulting
Missouri
$5.54M +$5.53M +223,215 New
Morgan Stanley
4
Morgan Stanley
New York
$3.26M -$169K -6,836 -5%
RIG
5
RiverFront Investment Group
Virginia
$2.61M -$36.9K -1,488 -1%
Koshinski Asset Management
6
Koshinski Asset Management
Illinois
$2.36M -$1.66M -67,000 -41%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.27M -$92.4K -3,729 -4%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$2.07M +$117K +4,705 +6%
Truist Financial
9
Truist Financial
North Carolina
$2.06M +$91.7K +3,699 +5%
HI
10
Harbour Investments
Wisconsin
$2.06M +$2.06M +83,017 New
Osaic Holdings
11
Osaic Holdings
Arizona
$1.94M +$125K +5,032 +7%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$1.46M +$56.8K +2,291 +4%
CAN
13
Cetera Advisor Networks
California
$1.12M +$1.12M +45,204 New
Citadel Advisors
14
Citadel Advisors
Florida
$1.1M -$205K -8,261 -16%
AssetMark Inc
15
AssetMark Inc
California
$990K -$25.6K -1,035 -3%
UBS Group
16
UBS Group
Switzerland
$956K +$29.5K +1,192 +3%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$935K -$233K -9,385 -20%
RJA
18
Raymond James & Associates
Florida
$887K +$302K +12,199 +52%
AFP
19
Ausdal Financial Partners
Iowa
$799K +$91.8K +3,704 +13%
RJT
20
Raymond James Trust
Florida
$642K +$641K +25,858 New
Creative Planning
21
Creative Planning
Kansas
$620K
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$541K -$98.5K -3,976 -15%
CAC
23
Certified Advisory Corp
Florida
$540K -$37.5K -1,512 -7%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$497K +$496K +20,000 New
LPL Financial
25
LPL Financial
California
$481K -$111K -4,499 -19%

RIGS Hedge Fund Activity: Q2 2021 in Review

45 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q2 2021, worth a combined $63.9M — up 26% from $50.8M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new RIGS positions and 6 closed out — a net gain of 4 holders — while 12 added to existing stakes and 15 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $7.22M. The largest seller was Koshinski Asset Management, cutting an estimated $1.66M.

  • 45 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q2 2021, up from 42 in Q1 2021.
  • Funds reported $63.9M of ALPS Strategic Income Fund stock for Q2 2021, up 26% quarter-over-quarter.
  • 10 funds opened new ALPS Strategic Income Fund positions in Q2 2021 and 6 closed out, a net change of +4 holders.
  • The largest ALPS Strategic Income Fund buyer in Q2 2021 was Royal Bank of Canada, an estimated $7.22M added.
  • The largest ALPS Strategic Income Fund seller in Q2 2021 was Koshinski Asset Management, an estimated $1.66M sold.

Based on aggregated 13F filings for Q2 2021.