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ALPS Strategic Income Fund

33 hedge funds and large institutions have $261M invested in ALPS Strategic Income Fund in 2017 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

10% more funds holding

Funds holding: 3033 (+3)

4% more capital invested

Capital invested by funds: $252M → $261M (+$9.16M)

0% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 13

1.2% less ownership

Funds ownership: 85.81%84.61% (-1.2%)

Holders
33
Holders Change
+3
Holders Change %
+10%
% of All Funds
0.82%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
5
Increased
13
Reduced
13
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$156M +$351K +13,853 +0.2%
RJA
2
Raymond James & Associates
Florida
$33M -$275K -10,848 -0.8%
BTS
3
BB&T Securities
Virginia
$14.2M +$2.02M +79,780 +17%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$10.6M +$569K +22,481 +6%
Stifel Financial
5
Stifel Financial
Missouri
$9.54M +$476K +18,799 +5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.23M +$224K +8,848 +3%
Morgan Stanley
7
Morgan Stanley
New York
$6.87M +$1.07M +42,425 +19%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$4.16M -$252K -9,956 -6%
Koshinski Asset Management
9
Koshinski Asset Management
Illinois
$3.1M +$546K +21,573 +21%
GLA
10
Good Life Advisors
Pennsylvania
$3.09M +$783K +30,920 +34%
UBS Group
11
UBS Group
Switzerland
$2.44M -$56.4K -2,229 -2%
CWM
12
Cornerstone Wealth Management
Missouri
$2.39M +$292K +11,515 +14%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.37M -$59.4K -2,346 -4%
MML Investors Services
14
MML Investors Services
Massachusetts
$1.25M +$1.25M +49,185 New
VC
15
Vicus Capital
Pennsylvania
$933K -$127 -5 -0%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$690K +$7.59K +300 +1%
CIBC World Market
17
CIBC World Market
Ontario, Canada
$644K +$104K +4,100 +19%
VKH
18
Virtu KCG Holdings
New York
$643K -$80.2K -3,169 -11%
PFS
19
Prospera Financial Services
Texas
$577K +$577K +22,802 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$545K +$545K +21,514 New
SWP
21
Stratos Wealth Partners
Ohio
$371K -$12.2K -481 -3%
CFA
22
Cahill Financial Advisors
Minnesota
$361K +$360K +14,220 New
Baird Financial Group
23
Baird Financial Group
Wisconsin
$351K -$71.3K -2,818 -17%
FA
24
FDx Advisors
Illinois
$295K -$39.4K -1,555 -12%
Wells Fargo
25
Wells Fargo
California
$227K -$67.2K -2,656 -23%

RIGS Hedge Fund Activity: Q2 2017 in Review

33 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q2 2017, worth a combined $261M — up 3.6% from $252M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new RIGS positions and 2 closed out — a net gain of 3 holders — while 13 added to existing stakes and 13 trimmed.

The largest buyer was BB&T Securities, adding an estimated $2.02M. The largest seller was Raymond James & Associates, cutting an estimated $275K.

  • 33 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q2 2017, up from 30 in Q1 2017.
  • Funds reported $261M of ALPS Strategic Income Fund stock for Q2 2017, up 3.6% quarter-over-quarter.
  • 5 funds opened new ALPS Strategic Income Fund positions in Q2 2017 and 2 closed out, a net change of +3 holders.
  • The largest ALPS Strategic Income Fund buyer in Q2 2017 was BB&T Securities, an estimated $2.02M added.
  • The largest ALPS Strategic Income Fund seller in Q2 2017 was Raymond James & Associates, an estimated $275K sold.

Based on aggregated 13F filings for Q2 2017.