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ALPS Strategic Income Fund

41 hedge funds and large institutions have $272M invested in ALPS Strategic Income Fund in 2017 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

340% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 5

24% more funds holding

Funds holding: 3341 (+8)

4% more capital invested

Capital invested by funds: $261M → $272M (+$11M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.27% less ownership

Funds ownership: 84.61%83.34% (-1.3%)

Holders
41
Holders Change
+8
Holders Change %
+24.24%
% of All Funds
1.02%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
11
Increased
22
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$158M +$1.47M +57,935 +0.9%
RJA
2
Raymond James & Associates
Florida
$33.6M +$494K +19,453 +1%
BTS
3
BB&T Securities
Virginia
$14.9M +$624K +24,582 +4%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$11.3M +$617K +24,297 +6%
Stifel Financial
5
Stifel Financial
Missouri
$9.78M +$186K +7,316 +2%
Morgan Stanley
6
Morgan Stanley
New York
$7.67M +$772K +30,420 +11%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$7.53M +$269K +10,595 +4%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$4.42M +$247K +9,712 +6%
Koshinski Asset Management
9
Koshinski Asset Management
Illinois
$3.6M +$489K +19,251 +16%
GLA
10
Good Life Advisors
Pennsylvania
$3.58M +$481K +18,955 +16%
CWM
11
Cornerstone Wealth Management
Missouri
$2.55M +$151K +5,934 +6%
UBS Group
12
UBS Group
Switzerland
$2.46M +$8.76K +345 +0.4%
VC
13
Vicus Capital
Pennsylvania
$2.29M +$1.35M +53,242 +144%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.07M +$692K +27,252 +50%
MML Investors Services
15
MML Investors Services
Massachusetts
$1.28M +$29.6K +1,165 +2%
VF
16
Virtu Financial
New York
$943K +$941K +37,076 New
CIBC World Market
17
CIBC World Market
Ontario, Canada
$909K +$262K +10,326 +41%
SPIA
18
Steward Partners Investment Advisory
New York
$746K +$745K +29,329 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$698K +$5.08K +200 +0.7%
PFS
20
Prospera Financial Services
Texas
$562K -$17.6K -693 -3%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$456K +$455K +17,931 New
CFA
22
Cahill Financial Advisors
Minnesota
$382K +$20.1K +790 +6%
LPL Financial
23
LPL Financial
California
$379K +$378K +14,900 New
SWP
24
Stratos Wealth Partners
Ohio
$338K -$34.5K -1,359 -9%
BTIS
25
BB&T Investment Services
North Carolina
$331K +$157K +6,185 +90%

RIGS Hedge Fund Activity: Q3 2017 in Review

41 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q3 2017, worth a combined $272M — up 4.2% from $261M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new RIGS positions and 2 closed out — a net gain of 9 holders — while 22 added to existing stakes and 5 trimmed.

The largest buyer was RiverFront Investment Group, adding an estimated $1.47M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $545K sold.

  • 41 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q3 2017, up from 33 in Q2 2017.
  • Funds reported $272M of ALPS Strategic Income Fund stock for Q3 2017, up 4.2% quarter-over-quarter.
  • 11 funds opened new ALPS Strategic Income Fund positions in Q3 2017 and 2 closed out, a net change of +9 holders.
  • The largest ALPS Strategic Income Fund buyer in Q3 2017 was RiverFront Investment Group, an estimated $1.47M added.
  • The largest ALPS Strategic Income Fund seller in Q3 2017 was Susquehanna International Group, an estimated $545K sold.

Based on aggregated 13F filings for Q3 2017.