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ALPS Strategic Income Fund

55 hedge funds and large institutions have $83.9M invested in ALPS Strategic Income Fund in 2019 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 6

15% more funds holding

Funds holding: 4855 (+7)

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7.34% less ownership

Funds ownership: 68.6%61.26% (-7.3%)

16% less capital invested

Capital invested by funds: $100M → $83.9M (-$16.3M)

Holders
55
Holders Change
+7
Holders Change %
+14.58%
% of All Funds
1.19%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
13
Increased
20
Reduced
18
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$10.8M -$7.48M -305,602 -41%
BTS
2
BB&T Securities
Virginia
$9.56M -$6.01M -245,659 -39%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$7.31M +$1.13M +46,111 +18%
Morgan Stanley
4
Morgan Stanley
New York
$7.18M -$327K -13,348 -4%
GFPC
5
Global Financial Private Capital
Florida
$6.58M +$376K +15,351 +6%
VC
6
Vicus Capital
Pennsylvania
$4.25M +$917K +37,476 +28%
Jane Street
7
Jane Street
New York
$4.15M +$476K +19,437 +13%
FF
8
Fluent Financial
Texas
$4.09M +$127K +5,170 +3%
GLA
9
Good Life Advisors
Pennsylvania
$3.45M -$672K -27,438 -16%
SIA
10
Strategic Investment Advisors
Michigan
$2.29M +$409K +16,706 +22%
CWM
11
Cornerstone Wealth Management
Missouri
$2.03M +$176K +7,188 +6%
SPIA
12
Steward Partners Investment Advisory
New York
$1.84M -$376K -15,380 -17%
RJA
13
Raymond James & Associates
Florida
$1.72M -$70.9K -2,898 -4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.58M -$591K -24,135 -27%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.55M +$235K +9,601 +18%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.47M +$727K +29,710 +99%
Citadel Advisors
17
Citadel Advisors
Florida
$1.43M +$1.43M +58,283 New
IA
18
IFG Advisory
Georgia
$1.13M -$16.4K -670 -1%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.11M +$145K +5,912 +15%
SPC
20
Sigma Planning Corp
Michigan
$929K +$75.5K +3,084 +9%
LPL Financial
21
LPL Financial
California
$907K +$392K +15,996 +77%
MML Investors Services
22
MML Investors Services
Massachusetts
$767K -$136K -5,572 -15%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$735K -$8.64K -353 -1%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$724K +$224K +9,149 +45%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$634K +$31.8K +1,301 +5%

RIGS Hedge Fund Activity: Q1 2019 in Review

55 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q1 2019, worth a combined $83.9M — down 16% from $100M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new RIGS positions and 6 closed out — a net gain of 7 holders — while 20 added to existing stakes and 18 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $1.43M. The largest seller was RiverFront Investment Group, cutting an estimated $7.48M.

  • 55 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q1 2019, up from 48 in Q4 2018.
  • Funds reported $83.9M of ALPS Strategic Income Fund stock for Q1 2019, down 16% quarter-over-quarter.
  • 13 funds opened new ALPS Strategic Income Fund positions in Q1 2019 and 6 closed out, a net change of +7 holders.
  • The largest ALPS Strategic Income Fund buyer in Q1 2019 was Citadel Advisors, an estimated $1.43M added.
  • The largest ALPS Strategic Income Fund seller in Q1 2019 was RiverFront Investment Group, an estimated $7.48M sold.

Based on aggregated 13F filings for Q1 2019.