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ALPS Strategic Income Fund

44 hedge funds and large institutions have $47.7M invested in ALPS Strategic Income Fund in 2020 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 20 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 4444 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

12.37% less ownership

Funds ownership: 52.44%40.07% (-12%)

23% less capital invested

Capital invested by funds: $61.6M → $47.7M (-$13.9M)

30% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 20

Holders
44
Holders Change
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
14
Reduced
20
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.67M -$173K -6,982 -3%
RIG
2
RiverFront Investment Group
Virginia
$4.88M -$234K -9,452 -5%
Citadel Advisors
3
Citadel Advisors
Florida
$4.02M -$68.6K -2,775 -2%
Koshinski Asset Management
4
Koshinski Asset Management
Illinois
$3.96M -$111K -4,505 -3%
Truist Financial
5
Truist Financial
North Carolina
$3M -$645K -26,105 -18%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$2.15M +$674K +27,267 +46%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.98M -$4.4M -178,028 -69%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.59M -$327K -13,225 -17%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.57M -$354K -14,325 -18%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$1.46M -$279K -11,303 -16%
SPIA
11
Steward Partners Investment Advisory
New York
$1.42M +$8.75K +354 +0.6%
SIA
12
Strategic Investment Advisors
Michigan
$1.19M -$2.21M -89,268 -65%
SPC
13
Sigma Planning Corp
Michigan
$1.17M +$56.4K +2,280 +5%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.13M +$51.3K +2,075 +5%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.03M +$69K +2,793 +7%
AssetMark Inc
16
AssetMark Inc
California
$973K +$37.8K +1,531 +4%
UBS Group
17
UBS Group
Switzerland
$865K +$92K +3,720 +12%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$734K -$21.2K -859 -3%
CWM
19
Cornerstone Wealth Management
Missouri
$731K -$13.5K -546 -2%
AFP
20
Ausdal Financial Partners
Iowa
$660K +$134K +5,422 +26%
Creative Planning
21
Creative Planning
Kansas
$619K
RJA
22
Raymond James & Associates
Florida
$608K -$33.7K -1,364 -5%
LPL Financial
23
LPL Financial
California
$552K -$7.89K -319 -1%
PFS
24
Prospera Financial Services
Texas
$500K +$175K +7,074 +54%
IA
25
IFG Advisory
Georgia
$474K -$81K -3,278 -15%

RIGS Hedge Fund Activity: Q4 2020 in Review

44 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q4 2020, worth a combined $47.7M — down 23% from $61.6M a quarter earlier.

Fund positioning in RIGS was balanced in Q4 2020: 3 funds opened new positions, 3 closed out, 14 added to existing stakes and 20 trimmed.

The largest buyer was Janney Montgomery Scott, adding an estimated $674K. The largest seller was Jane Street, cutting an estimated $5.27M.

  • 44 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q4 2020, unchanged from Q3 2020.
  • Funds reported $47.7M of ALPS Strategic Income Fund stock for Q4 2020, down 23% quarter-over-quarter.
  • 3 funds opened new ALPS Strategic Income Fund positions in Q4 2020 and 3 closed out, a net change of 0 holders.
  • The largest ALPS Strategic Income Fund buyer in Q4 2020 was Janney Montgomery Scott, an estimated $674K added.
  • The largest ALPS Strategic Income Fund seller in Q4 2020 was Jane Street, an estimated $5.27M sold.

Based on aggregated 13F filings for Q4 2020.