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ALPS Strategic Income Fund

42 hedge funds and large institutions have $61.2M invested in ALPS Strategic Income Fund in 2022 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.45% more ownership

Funds ownership: 56.03%60.47% (+4.4%)

0% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 17

5% less funds holding

Funds holding: 4442 (-2)

12% less capital invested

Capital invested by funds: $69.6M → $61.2M (-$8.47M)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
0.72%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
17
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ECA
1
Elevated Capital Advisors
Utah
$8.1M +$8.35M +364,503 New
Jane Street
2
Jane Street
New York
$6.22M +$4.54M +198,049 +242%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.7M -$18.5M -805,443 -76%
RIG
4
RiverFront Investment Group
Virginia
$4.74M -$602K -26,288 -11%
TC
5
TAP Consulting
Missouri
$4.57M -$1.28M -55,692 -21%
Morgan Stanley
6
Morgan Stanley
New York
$3.39M -$54.9K -2,395 -2%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$3.15M +$214K +9,320 +7%
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$3M -$33.7K -1,469 -1%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.73M +$631K +27,553 +29%
Truist Financial
10
Truist Financial
North Carolina
$2.29M +$112K +4,869 +5%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.84M -$12.6K -550 -0.7%
MF
12
Meridian Financial
Massachusetts
$1.28M +$34.3K +1,499 +3%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$1.24M +$25.6K +1,118 +2%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$1.19M +$23 +1 +0%
UBS Group
15
UBS Group
Switzerland
$1.11M -$13.5K -588 -1%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$973K -$415K -18,121 -29%
AFP
17
Ausdal Financial Partners
Iowa
$875K -$550 -24 -0.1%
CAN
18
Cetera Advisor Networks
California
$760K +$1.47K +64 +0.2%
PAG
19
Private Advisor Group
New Jersey
$731K +$754K +32,903 New
AssetMark Inc
20
AssetMark Inc
California
$704K -$28.8K -1,255 -4%
Citadel Advisors
21
Citadel Advisors
Florida
$699K -$217K -9,486 -23%
PFS
22
Prospera Financial Services
Texas
$649K +$34.1K +1,489 +5%
RJA
23
Raymond James & Associates
Florida
$629K -$60.9K -2,660 -9%
LPL Financial
24
LPL Financial
California
$602K +$48.6K +2,121 +8%
IA
25
IFG Advisory
Georgia
$548K +$3.35K +146 +0.6%

RIGS Hedge Fund Activity: Q3 2022 in Review

42 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q3 2022, worth a combined $61.2M — down 12% from $69.6M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of RIGS and 2 opened new positions — a net loss of 1 holder — while 17 trimmed existing stakes and 17 added.

The largest buyer was Jane Street, adding an estimated $4.54M. The largest seller was Royal Bank of Canada, cutting an estimated $18.5M.

  • 42 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q3 2022, down from 44 in Q2 2022.
  • Funds reported $61.2M of ALPS Strategic Income Fund stock for Q3 2022, down 12% quarter-over-quarter.
  • 2 funds opened new ALPS Strategic Income Fund positions in Q3 2022 and 3 closed out, a net change of -1 holder.
  • The largest ALPS Strategic Income Fund buyer in Q3 2022 was Jane Street, an estimated $4.54M added.
  • The largest ALPS Strategic Income Fund seller in Q3 2022 was Royal Bank of Canada, an estimated $18.5M sold.

Based on aggregated 13F filings for Q3 2022.